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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLP
11276
DELISTED
COLONIAL PROPERTIES TRUST
CLP
– –
-82,512
Closed -$1.85M
MPAC
11277
DELISTED
MOD-PAC CORP
MPAC
– –
-548
Closed -$5K
CNH
11278
DELISTED
CNH GLOBAL N.V. (NEW)
CNH
– –
-20,936
Closed -$262K
SPP
11279
DELISTED
SAPPI LTD ADS(RP 1 0RD SH)
SPP
– –
-3,061
Closed -$7K
SFD
11280
CALL
DELISTED
SMITHFIELD FOODS,INC
SFD
– –
-5,000,000
Closed -$170M
SFD
11281
DELISTED
SMITHFIELD FOODS,INC
SFD
– –
-9,227
Closed -$313K
ECTY
11282
DELISTED
ECOTALITY INC COMMON STOCK (NV)
ECTY
– –
-39,188
Closed -$3K
LVB
11283
DELISTED
STEINWAY MUSICAL INSTRUMENTS
LVB
– –
-947
Closed -$37K
LPR
11284
DELISTED
LONE PINE RES INC
LPR
– –
-409
Closed –
PULS
11285
DELISTED
PULSE ELECTRONICS CORP COM STK (PA)NEW
PULS
– –
-700
Closed -$3K
JUNR
11286
DELISTED
GLOBAL X FDS GLOBAL X JR MINERS ETF
JUNR
– –
-475
Closed -$8K
GGGG
11287
DELISTED
GLOBAL X FDS PURE GOLD MINERS ETF
GGGG
– –
-778
Closed -$10K
VRNG.WS
11288
DELISTED
VRINGO, INC WTS
VRNG.WS
$0 ﹤0.01%
+204
New –
IDI.WS
11289
DELISTED
TIGER MEDIA INC WTS EXP 12/26/2013 (CYM)
IDI.WS
$0 ﹤0.01%
+2,708
New +$223
NAI
11290
DELISTED
Allianzgi Intl & Prem Strategy Fnd Com Shs Of Bene Int
NAI
– –
-16,492
Closed -$174K
ARC
11291
DELISTED
ARC Document Solutions, Inc.
ARC
– –
-1,777
Closed -$8K
CRESW
11292
DELISTED
CRESUD S.A.C.I.F. YA WTS ON SHS
CRESW
$0 ﹤0.01%
691
-28,591
-98% –
MEILW
11293
DELISTED
METHES ENERGIES INTL LTD WT PUR COM CL A EXP
MEILW
$0 ﹤0.01%
700
+200
+40% –
MEILZ
11294
DELISTED
METHES ENERGIES INTL LTD WT PUR COM CL B EXP
MEILZ
$0 ﹤0.01%
+400
New –
PACQW
11295
DELISTED
PRIME ACQUISITION CORP WTS ON SHS EXP 03/24/2016
PACQW
– –
-4,100
Closed -$3K
MOLXA
11296
DELISTED
MOLEX INC CL-A
MOLXA
– –
-118,310
Closed -$4.53M
ROICW
11297
DELISTED
RETAIL OPPORTUNITY INVESTMENTS CORP WTS EXP 10/17/2011 (MD)
ROICW
– –
-2,216
Closed -$5K
CALI
11298
DELISTED
China Auto Logistics Inc
CALI
– –
-3,770
Closed -$9K
CTIC
11299
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$0 ﹤0.01%
7
-2,728
-100% -$49.7K
QKLS
11300
DELISTED
QKL STORES INC COM ST NEW
QKLS
– –
-645
Closed -$3K
450 451
452
453 454

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1IC
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QBFM
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BCMU
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UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.