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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FGEM
11251
DELISTED
EGSHARES FINANCIALS GEMS ETF
FGEM
– –
-1,351
Closed -$27K
HGEM
11252
DELISTED
EGSHARES HEALTH CARE GEMS ETF
HGEM
– –
-1,165
Closed -$27K
AGEM
11253
DELISTED
EGSHARES GEMS COMPOSITE ETF
AGEM
– –
-1,881
Closed -$42K
UGEM
11254
DELISTED
EGSHARES UTILITIES GEMS ETF
UGEM
– –
-285
Closed -$4K
VGEM
11255
DELISTED
EGSHARES CONSUMER SERVICES GEMS ETF
VGEM
– –
-660
Closed -$15K
TGEM
11256
DELISTED
EGSHARES TELECOM GEMS ETF
TGEM
– –
-719
Closed -$14K
QGEM
11257
DELISTED
EGSHARES TECHNOLOGY GEMS ETF
QGEM
– –
-280
Closed -$6K
OGEM
11258
DELISTED
EGSHARES ENERGY GEMS ETF
OGEM
– –
-892
Closed -$20K
EMT
11259
DELISTED
EGSHARES EMERGING MARKETS METALS & MINING ETF
EMT
– –
-3,239
Closed -$32K
GGEM
11260
DELISTED
EGSHARES CONSUMER GOODS GEMS ETF
GGEM
– –
-330
Closed -$8K
LGEM
11261
DELISTED
EGSHARES BASIC MATERIALS GEMS ETF
LGEM
– –
-1,155
Closed -$12K
DSTJ
11262
DELISTED
JPMORGAN CHASE & CO JPMORGAN DOUBLE SHORT US LONG ETN (DE)
DSTJ
– –
-58
Closed -$2K
CCU.RT
11263
DELISTED
COMPANIA CERVECERIAS UNIDAS RTS EXP 10/4/13 PUR ADS (CHL)
CCU.RT
– –
-8,797
Closed -$4K
VHS
11264
CALL
DELISTED
VANGUARD HEALTH SYS INC COM STK (DE)
VHS
– –
-2,500
Closed -$53K
VHS
11265
DELISTED
VANGUARD HEALTH SYS INC COM STK (DE)
VHS
– –
-12,952
Closed -$272K
VHS
11266
PUT
DELISTED
VANGUARD HEALTH SYS INC COM STK (DE)
VHS
– –
-4,800
Closed -$101K
CXPO
11267
DELISTED
Crimson Exploration Inc. New Common Stock
CXPO
– –
-11,000
Closed -$33K
ONXX
11268
CALL
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
– –
-26,200
Closed -$3.27M
ONXX
11269
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
– –
-108,654
Closed -$13.5M
ONXX
11270
PUT
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
– –
-122,600
Closed -$15.3M
VLTR
11271
DELISTED
VOLTERRA SEMCONDUCTOR CORP
VLTR
– –
-3,569
Closed -$82K
VLTR
11272
PUT
DELISTED
VOLTERRA SEMCONDUCTOR CORP
VLTR
– –
-30,500
Closed -$702K
WCRX
11273
CALL
DELISTED
WARNER CHILCOTT PLC ORD SHS CL A (IRL)
WCRX
– –
-31,000
Closed -$711K
WCRX
11274
DELISTED
WARNER CHILCOTT PLC ORD SHS CL A (IRL)
WCRX
– –
-1,546,265
Closed -$35.5M
WCRX
11275
PUT
DELISTED
WARNER CHILCOTT PLC ORD SHS CL A (IRL)
WCRX
– –
-397,400
Closed -$9.11M
449 450
451
452 453

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MCM
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STC
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1IC
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QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
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MWR
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MGC
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BP
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UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.