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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OC.WS.B
11226
DELISTED
OWENS CORNING INC WTS EXP 2013 SER B
OC.WS.B
– –
-184,231
Closed -$6K
BZ
11227
CALL
DELISTED
BOISE INC COM STK (DE)
BZ
– –
-10,500
Closed -$132K
BZ
11228
DELISTED
BOISE INC COM STK (DE)
BZ
– –
-40,632
Closed -$512K
OPTR
11229
DELISTED
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
– –
-36,897
Closed -$464K
OPTR
11230
PUT
DELISTED
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
– –
-4,600
Closed -$58K
WMS
11231
DELISTED
WMS INDS INC
WMS
– –
-8,941
Closed -$232K
WMS
11232
PUT
DELISTED
WMS INDS INC
WMS
– –
-22,500
Closed -$584K
KDN
11233
DELISTED
KAYDON CORP
KDN
– –
-13,908
Closed -$494K
KDN
11234
PUT
DELISTED
KAYDON CORP
KDN
– –
-100
Closed -$4K
TMS
11235
DELISTED
TMS INTERNATIONAL CORP CLASS A COM STK
TMS
– –
-160,222
Closed -$2.79M
SVNT
11236
CALL
DELISTED
SAVIENT PHARMACEUTICALS INC
SVNT
– –
-23,000
Closed -$14K
SVNT
11237
DELISTED
SAVIENT PHARMACEUTICALS INC
SVNT
– –
-78,113
Closed -$49K
SVNT
11238
PUT
DELISTED
SAVIENT PHARMACEUTICALS INC
SVNT
– –
-1,100
Closed -$1K
PVFC
11239
DELISTED
PVF CAPITAL CORP
PVFC
– –
-30,054
Closed -$123K
BKR
11240
DELISTED
BAKER MICHAEL CORP
BKR
– –
-10,915
Closed -$442K
ASTX
11241
CALL
DELISTED
ASTEX PHARMACEUTICALS, INC COM
ASTX
– –
-205,100
Closed -$1.74M
ASTX
11242
DELISTED
ASTEX PHARMACEUTICALS, INC COM
ASTX
– –
-140,305
Closed -$1.19M
ASTX
11243
PUT
DELISTED
ASTEX PHARMACEUTICALS, INC COM
ASTX
– –
-335,500
Closed -$2.85M
RUE
11244
PUT
DELISTED
RUE21 INC COM STK (DE)
RUE
– –
-3,300
Closed -$133K
SMS
11245
DELISTED
SIMS METAL MANAGEMENT LTD ADS (EA REPSTG 1 ORD SHS)
SMS
– –
-3,200
Closed -$28K
FIRE
11246
CALL
DELISTED
SOURCEFIRE INC COM STK
FIRE
– –
-700
Closed -$53K
FIRE
11247
DELISTED
SOURCEFIRE INC COM STK
FIRE
– –
-62,611
Closed -$4.75M
FIRE
11248
PUT
DELISTED
SOURCEFIRE INC COM STK
FIRE
– –
-7,200
Closed -$547K
MFB
11249
DELISTED
MAIDENFORM BRANDS, INC
MFB
– –
-4,006
Closed -$94K
MFB
11250
PUT
DELISTED
MAIDENFORM BRANDS, INC
MFB
– –
-600
Closed -$14K
448 449
450
451 452

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MCM
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STC
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1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.