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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWSA
11226
CALL
DELISTED
NEWS CORPORATION CL-A
NWSA
– –
-692,800
Closed -$22.6M
NWSA
11227
DELISTED
NEWS CORPORATION CL-A
NWSA
– –
-390,145
Closed -$12.7M
NWSA
11228
PUT
DELISTED
NEWS CORPORATION CL-A
NWSA
– –
-5,700
Closed -$186K
STMP
11229
PUT
DELISTED
Stamps.com, Inc.
STMP
– –
-300
Closed -$12K
VG
11230
PUT
DELISTED
Vonage Holdings Corporation
VG
– –
-2,000
Closed -$6K
IMH
11231
PUT
DELISTED
Impac Mortgage Holdings Inc.
IMH
– –
-500
Closed -$5K
ISRL
11232
DELISTED
Isramco Inc
ISRL
– –
-614
Closed -$57K
DWSN
11233
CALL
DELISTED
DAWSON GEOPHYSICAL CO
DWSN
– –
-700
Closed -$26K
PRMW
11234
DELISTED
Primo Water Corporation
PRMW
$0 ﹤0.01%
+158
New +$353
RPRX
11235
DELISTED
Repros Therapeutics Inc.
RPRX
– –
-10,753
Closed -$230K
SBND
11236
DELISTED
DEUTSCHE BK AG LONDON DB 3X SHORT US TREAS BD ETN
SBND
– –
-639
Closed -$6K
MATH
11237
DELISTED
Meidell Tactical Advantage ETF
MATH
– –
-319
Closed -$9K
ANAC
11238
CALL
DELISTED
ANACOR PHARMACEUTICALS INC COM
ANAC
– –
-700
Closed -$4K
DDC
11239
CALL
DELISTED
Dominion Diamond Corporation
DDC
– –
-8,300
Closed -$117K
OXGN
11240
DELISTED
OXIGENE INC COM
OXGN
– –
-4,684
Closed -$12K
GKNT
11241
DELISTED
GEEKNET INC COM NEW
GKNT
$0 ﹤0.01%
22
-4,321
-99% -$67K
CLWR
11242
CALL
DELISTED
CLEARWIRE CORP NEW CL A COM STK (DE)
CLWR
– –
-65,100
Closed -$325K
CLWR
11243
DELISTED
CLEARWIRE CORP NEW CL A COM STK (DE)
CLWR
– –
-265,489
Closed -$1.33M
CLWR
11244
PUT
DELISTED
CLEARWIRE CORP NEW CL A COM STK (DE)
CLWR
– –
-670,800
Closed -$3.35M
CERE
11245
DELISTED
CERES, INC. COMMON STOCK NEW
CERE
– –
-379
Closed -$9K
TNDM
11246
CALL
DELISTED
NEUTRAL TANDEM, INC. COM
TNDM
– –
-400
Closed -$2K
TNDM
11247
DELISTED
NEUTRAL TANDEM, INC. COM
TNDM
– –
-17,029
Closed -$98K
TNDM
11248
PUT
DELISTED
NEUTRAL TANDEM, INC. COM
TNDM
– –
-9,000
Closed -$52K
CHEV
11249
DELISTED
CHEVIOT FINL CORP
CHEV
– –
-1,711
Closed -$19K
TXCC
11250
DELISTED
TRANSWITCH CORP NEW COM STK (DE)
TXCC
– –
-1,753
Closed -$1K
447 448 449
450
451

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.