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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.74%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$128B
AUM Growth
+$15.2B
Cap. Flow
+$9.11B
Cap. Flow %
7.13%
Top 10 Hldgs %
13.82%
Holding
11,531
New
1,109
Increased
4,588
Reduced
4,144
Closed
1,087

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.71B
2
APA icon
APA Corp
APA
+$435M
3
FDO
FAMILY DOLLAR STORES
FDO
+$369M
4
WYNN icon
Wynn Resorts
WYNN
+$334M
5
HRI icon
Herc Holdings
HRI
+$313M

Top Sells

Rank Stock Value
1
BHI
Baker Hughes
BHI
+$755M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$344M
3
FXI icon
iShares China Large-Cap ETF
FXI
+$287M
4
AAPL icon
Apple
AAPL
+$281M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$242M

Sector Composition

Rank Sector Weight
1 Energy 8.83%
2 Technology 6.7%
3 Healthcare 6.28%
4 Financials 6.28%
5 Industrials 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMB
11201
DELISTED
NUVEEN MASSACHUSETTS DIV ADV
NMB
– –
-2,553
Closed -$32K
NGX
11202
DELISTED
NUVEEN MASS AMT-FREE MUNI INC FD
NGX
– –
-7,132
Closed -$87K
NCO
11203
DELISTED
NUVEEN CALIF MUN MKT OPPOR FD
NCO
– –
-28,990
Closed -$413K
NCP
11204
DELISTED
NUVEEN CALIF PERF MUNI FUND
NCP
– –
-62,475
Closed -$865K
NUC
11205
DELISTED
NUVEEN CALIF QUAL INCM MUNI FD
NUC
– –
-58,518
Closed -$867K
NQC
11206
DELISTED
NUVEEN CALIF INVT QUAL MUNI FD
NQC
– –
-85,876
Closed -$1.19M
NVC
11207
DELISTED
NUVEEN CALIF SELECT QUAL MUNI
NVC
– –
-78,671
Closed -$1.14M
MBIS
11208
DELISTED
MEDIABISTRO INC COM (DE)
MBIS
– –
-1,623
Closed -$4K
STSI
11209
CALL
DELISTED
STAR SCIENTIFIC INC
STSI
– –
-638,400
Closed -$501K
STSI
11210
DELISTED
STAR SCIENTIFIC INC
STSI
– –
-70,600
Closed -$55K
EPL
11211
CALL
DELISTED
EPL OIL & GAS, INC COMMON STK
EPL
– –
-300
Closed -$12K
EPL
11212
DELISTED
EPL OIL & GAS, INC COMMON STK
EPL
– –
-440,697
Closed -$17M
EPL
11213
PUT
DELISTED
EPL OIL & GAS, INC COMMON STK
EPL
– –
-500
Closed -$19K
TSH
11214
DELISTED
TECHE HOLDING CO
TSH
– –
-735
Closed -$58K
VOCS
11215
DELISTED
VOCUS INC
VOCS
– –
-17,312
Closed -$231K
JFBI
11216
DELISTED
JEFFERSON BANCSHARES INC
JFBI
– –
-9,138
Closed -$71K
FBMI
11217
DELISTED
FIRSTBANK CORP (MICH)
FBMI
– –
-897
Closed -$17K
IMF
11218
DELISTED
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
– –
-15,644
Closed -$279K
ARTC
11219
DELISTED
ARTHROCARE CORP
ARTC
– –
-2,284
Closed -$110K
ZLC
11220
CALL
DELISTED
ZALE CORPORATION
ZLC
– –
-15,700
Closed -$328K
ZLC
11221
PUT
DELISTED
ZALE CORPORATION
ZLC
– –
-20,400
Closed -$427K
ETUB
11222
DELISTED
EUNITS 2 YR U S MKT PARTN TR II
ETUB
– –
-105,114
Closed -$1.25M
HOME
11223
DELISTED
HOME FED BANCORP INC COM STK NEW (MD)
HOME
– –
-12,272
Closed -$191K
SI
11224
CALL
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
– –
-800
Closed -$108K
SI
11225
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
– –
-245,562
Closed -$33.2M
447 448
449
450 451

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q2 2014 Portfolio in Review

As of Q2 2014, UBS held 11,531 positions worth $128B, up 14% from $113B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $9.11B of net new capital in Q2 2014, opening 1,109 new positions and adding to 4,588 existing holdings. Its largest new stake was JD.com: 3,966,156 shares worth $113M.

By sector, the portfolio is most concentrated in Energy at 8.8% of assets, down from 9% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Baker Hughes, an estimated $755M trimmed.

  • UBS's largest Q2 2014 buy was JD.com: 3,966,156 shares worth $113M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q2 2014, an estimated $1.71B increase.
  • UBS's biggest Q2 2014 reduction was Baker Hughes, cutting an estimated $755M.
  • UBS fully exited KKR FINANCIAL HOLDINGS LLC COM in Q2 2014, selling an estimated $47.8M.
  • UBS's ten largest holdings make up 14% of its $128B portfolio in Q2 2014.
  • UBS opened 1,109 new positions and closed 1,087 in Q2 2014.
  • UBS's portfolio value rose 14% quarter-over-quarter to $128B.

Based on UBS's 13F filing for Q2 2014, filed 14 Aug 2014.