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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STP
11201
PUT
DELISTED
SUNTECH POWER HOLDINGS CO., LTD
STP
– –
-37,200
Closed -$63K
ABV.C
11202
DELISTED
COMPANHIA BEBIDA ADS EACH RPTNG 1 COM SH)
ABV.C
– –
-8,074
Closed -$312K
ABV
11203
CALL
DELISTED
COMPANHIA BEBIDA ADS EACH REPSTG 1 PFD SH
ABV
– –
-3,300
Closed -$127K
ABV
11204
DELISTED
COMPANHIA BEBIDA ADS EACH REPSTG 1 PFD SH
ABV
– –
-453,620
Closed -$17.4M
ABV
11205
PUT
DELISTED
COMPANHIA BEBIDA ADS EACH REPSTG 1 PFD SH
ABV
– –
-54,900
Closed -$2.1M
LOOK
11206
DELISTED
LOOKSMART LTD COM
LOOK
$0 ﹤0.01%
210
+21
+11% +$46
LSE
11207
DELISTED
CAPLEASE, INC
LSE
– –
-81,321
Closed -$691K
OMX
11208
CALL
DELISTED
OFFICEMAX INCORPORATED
OMX
– –
-200
Closed -$3K
OMX
11209
DELISTED
OFFICEMAX INCORPORATED
OMX
– –
-618,022
Closed -$7.91M
OPAY
11210
DELISTED
OFFICIAL PAYMENTS HLDGS INC
OPAY
– –
-3,605
Closed -$30K
GWAY
11211
CALL
DELISTED
GREENWAY MED TECHNOLOGIES INC CPM STK (DE)
GWAY
– –
-100
Closed -$2K
GWAY
11212
DELISTED
GREENWAY MED TECHNOLOGIES INC CPM STK (DE)
GWAY
– –
-4,180
Closed -$86K
TWO.WS
11213
DELISTED
TWO HBRS INVT CORP WTS EXP 11/07/2013 (MD)
TWO.WS
– –
-1,830
Closed -$1K
SKS
11214
CALL
DELISTED
SAKS INCORPORATED
SKS
– –
-4,500
Closed -$72K
SKS
11215
DELISTED
SAKS INCORPORATED
SKS
– –
-2,476
Closed -$39K
SKS
11216
PUT
DELISTED
SAKS INCORPORATED
SKS
– –
-33,700
Closed -$537K
ARR.WS
11217
DELISTED
ARMOUR RESIDENTIAL REIT, INC WARRANTS
ARR.WS
– –
-49,699
Closed –
DOLE
11218
CALL
DELISTED
DOLE FOOD CO INC NEW CMN STK (DE)
DOLE
– –
-8,500
Closed -$116K
DOLE
11219
DELISTED
DOLE FOOD CO INC NEW CMN STK (DE)
DOLE
– –
-45,018
Closed -$613K
DOLE
11220
PUT
DELISTED
DOLE FOOD CO INC NEW CMN STK (DE)
DOLE
– –
-80,300
Closed -$1.09M
CGR
11221
DELISTED
CLAUDE RESOURCES INC (CDA)
CGR
– –
-54,094
Closed -$13K
DELL
11222
CALL
DELISTED
DELL INC
DELL
– –
-544,500
Closed -$7.49M
DELL
11223
DELISTED
DELL INC
DELL
– –
-1,815,763
Closed -$25M
DELL
11224
PUT
DELISTED
DELL INC
DELL
– –
-271,500
Closed -$3.73M
TGX
11225
DELISTED
THERAGENICS CORP
TGX
– –
-20,364
Closed -$44K
447 448
449
450 451

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MCM
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STC
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1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
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MWR
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MGC
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BP
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UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.