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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MEMP
11201
PUT
DELISTED
Memorial Production Partners LP Common Units
MEMP
– –
-4,500
Closed -$88K
BIOA.WS
11202
DELISTED
BioAmber Inc.
BIOA.WS
$0 ﹤0.01%
435
+100
+30% +$75
NTT
11203
CALL
DELISTED
Nippon Telegraph & Telephone
NTT
– –
-1,200
Closed -$31K
MCZ
11204
DELISTED
Mad Catz Interactive
MCZ
$0 ﹤0.01%
200
-25,301
-99% -$15.9K
EMXX
11205
DELISTED
Eurasian Minerals Inc
EMXX
– –
-557
Closed -$1K
CKEC
11206
CALL
DELISTED
Carmike Cinemas Inc
CKEC
– –
-2,900
Closed -$56K
PWX
11207
DELISTED
Providence & Worcester Railroad Company
PWX
– –
-114
Closed -$2K
HTCH
11208
CALL
DELISTED
HUTCHINSON TECHNOLOGY INC
HTCH
– –
-2,200
Closed -$10K
KUTV
11209
DELISTED
KU6 MEDIA CO, LTD AMERICAN DEPOSITORY SHARES
KUTV
– –
-1,151
Closed -$1K
SOCB
11210
DELISTED
SOUTHCOAST FINANCIAL CORP
SOCB
– –
-2,280
Closed -$12K
CHGS
11211
DELISTED
CHINA GENGSHENG MINERALS, INC. COMMON STOCK (NV)
CHGS
– –
-715
Closed –
RSOL
11212
PUT
DELISTED
REAL GOODS SOLAR, INC. CL A COM
RSOL
– –
-600
Closed -$2K
LLEN
11213
DELISTED
L & L ENERGY INC COM STK (NV)
LLEN
– –
-16,159
Closed -$44K
MFSA
11214
DELISTED
BARCLAYS BK PLC IPATH SE MSCI EAFE INDEX TEN
MFSA
– –
-80
Closed -$2K
FPTB
11215
DELISTED
FIRST PACTRUST BANCORP INC
FPTB
– –
-2,000
Closed -$27K
FCGL
11216
DELISTED
DIREXION DAILY NATURAL GAS RELATED BULL 2X SHARES
FCGL
– –
-418
Closed -$8K
ANK
11217
PUT
DELISTED
ATLANTIC TELE-NETWORK,INC
ANK
– –
-100
Closed -$5K
FON
11218
CALL
DELISTED
SPRINT CORP FON COM
FON
– –
-184,900
Closed -$1.3M
FON
11219
DELISTED
SPRINT CORP FON COM
FON
– –
-1,355,854
Closed -$9.52M
FON
11220
PUT
DELISTED
SPRINT CORP FON COM
FON
– –
-704,200
Closed -$4.94M
QGENF
11221
CALL
DELISTED
QIAGEN NV
QGENF
– –
-49,033
Closed -$976K
SVA
11222
DELISTED
Sinovac Biotech, Ltd
SVA
– –
-2,664
Closed -$12.7K
NWS
11223
CALL
DELISTED
THE NEWS CORPORATION LTD CL-B
NWS
– –
-295,012
Closed -$9.68M
NWS
11224
DELISTED
THE NEWS CORPORATION LTD CL-B
NWS
– –
-939,312
Closed -$30.8M
NWS
11225
PUT
DELISTED
THE NEWS CORPORATION LTD CL-B
NWS
– –
-49,688
Closed -$1.63M
447 448
449
450 451

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.