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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BVSN
11176
DELISTED
Broadvision Inc Com
BVSN
$0 ﹤0.01%
14
-718
-98% -$6.85K
CUO
11177
DELISTED
Continental Materials Corporation
CUO
– –
-578
Closed -$9K
DTYS
11178
DELISTED
iPath US Treasury 10-year Bear ETN
DTYS
– –
-1,137
Closed -$36K
FXCH
11179
DELISTED
Invesco CurrencyShares Chinese Renminbi Trust
FXCH
$0 ﹤0.01%
+3
New +$242
DGSE
11180
DELISTED
DGSE Companies, Inc.
DGSE
$0 ﹤0.01%
+96
New +$255
TI
11181
CALL
DELISTED
Telecom Italia
TI
– –
-400
Closed -$3K
FWDD
11182
DELISTED
Madrona Domestic ETF
FWDD
$0 ﹤0.01%
14
-1,129
-99% -$38.7K
NSU
11183
CALL
DELISTED
Nevsun Resources Ltd.
NSU
– –
-389,100
Closed -$1.15M
REN
11184
CALL
DELISTED
Resolute Energy Corporaton
REN
– –
-900
Closed -$36K
REN
11185
PUT
DELISTED
Resolute Energy Corporaton
REN
– –
-40
Closed -$2K
IPAS
11186
DELISTED
Ipass Inc Common Stock
IPAS
$0 ﹤0.01%
8
-2,037
-100% -$40.6K
STI.WS.A
11187
DELISTED
Suntrust Banks Inc
STI.WS.A
– –
-2,014
Closed -$15K
GFA
11188
CALL
DELISTED
Gafisa S.A.
GFA
– –
-89
Closed -$3K
JTPY
11189
DELISTED
JetPay Corporation
JTPY
– –
-2,000
Closed -$6K
CGG
11190
CALL
DELISTED
CGG
CGG
– –
-16
Closed -$11K
KONE
11191
DELISTED
Kingtone Wirelessinfo Solution Holding Ltd
KONE
$0 ﹤0.01%
55
-493
-90% -$1.38K
SGY
11192
CALL
DELISTED
Stone Energy
SGY
– –
-25
Closed -$31K
CHOC
11193
DELISTED
iPath Pure Beta Cocoa ETN
CHOC
– –
-850
Closed -$27K
AFAM
11194
CALL
DELISTED
Almost Family Inc
AFAM
– –
-1,300
Closed -$25K
XIV
11195
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
– –
-14,480
Closed -$289K
ROLA
11196
DELISTED
iPath Long Extended Russell 1000 TR Index ETN
ROLA
– –
-332
Closed -$26K
BOBE
11197
CALL
DELISTED
Bob Evans Farms, Inc.
BOBE
– –
-100
Closed -$5K
SSN
11198
DELISTED
Samson Oil & Gas Limited
SSN
– –
-4,263
Closed -$18K
QEH
11199
DELISTED
AdvisorShares QAM Equity Hedge ETF
QEH
– –
-999
Closed -$26K
SPAN
11200
DELISTED
Span-America Medical Systems I
SPAN
– –
-941
Closed -$20K
446 447
448
449 450

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.