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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRY
11151
DELISTED
BERRY PETROLEUM CO CL A
BRY
– –
-242,269
Closed -$10.4M
BRY
11152
PUT
DELISTED
BERRY PETROLEUM CO CL A
BRY
– –
-4,000
Closed -$173K
VELT
11153
CALL
DELISTED
VELTI PLC, ST HELIER ORDINARY SHARES (JERSEY)
VELT
– –
-2,800
Closed -$1K
VELT
11154
DELISTED
VELTI PLC, ST HELIER ORDINARY SHARES (JERSEY)
VELT
– –
-4,000
Closed -$780
VELT
11155
PUT
DELISTED
VELTI PLC, ST HELIER ORDINARY SHARES (JERSEY)
VELT
– –
-3,300
Closed -$1K
GCOM
11156
DELISTED
GLOBECOMM SYSTEMS INC
GCOM
– –
-150
Closed -$2K
MOLX
11157
DELISTED
MOLEX INC
MOLX
– –
-40,908
Closed -$1.58M
MOLX
11158
PUT
DELISTED
MOLEX INC
MOLX
– –
-3,000
Closed -$116K
LCC
11159
CALL
DELISTED
US AIRWAYS GROUP INC.
LCC
– –
-1,715,800
Closed -$32.5M
LCC
11160
DELISTED
US AIRWAYS GROUP INC.
LCC
– –
-515,807
Closed -$9.78M
LCC
11161
PUT
DELISTED
US AIRWAYS GROUP INC.
LCC
– –
-106,600
Closed -$2.02M
OBT
11162
DELISTED
ORBITAL CORPORATION LTD SPONSORED ADR (AUSTRALIA)
OBT
– –
-5
Closed –
ROMA
11163
DELISTED
ROMA FINANCIAL CORPORATION COM STK
ROMA
– –
-1,972
Closed -$37K
ARK
11164
DELISTED
BLACKROCK SR HIGH INCM FD INC
ARK
– –
-152,789
Closed -$602K
BHD
11165
DELISTED
BLACKROCK STRATEGIC BOND TRUST
BHD
– –
-14,476
Closed -$187K
TLAB
11166
CALL
DELISTED
TELLABS INC
TLAB
– –
-6,500
Closed -$15K
TLAB
11167
DELISTED
TELLABS INC
TLAB
– –
-230,626
Closed -$524K
TLAB
11168
PUT
DELISTED
TELLABS INC
TLAB
– –
-2,000
Closed -$5K
BGSC
11169
DELISTED
BGS ACQUISITION CORP ORD SHS (VGB)
BGSC
– –
-1,300
Closed -$13K
BERK
11170
DELISTED
BERKSHIRE BANCORP INC
BERK
– –
-455
Closed -$4K
SYMM
11171
DELISTED
SYMMETRICOM INC
SYMM
– –
-14,913
Closed -$72K
SHFL
11172
CALL
DELISTED
SHFL ENTMT INC
SHFL
– –
-2,400
Closed -$55K
SHFL
11173
DELISTED
SHFL ENTMT INC
SHFL
– –
-9,496
Closed -$218K
SHFL
11174
PUT
DELISTED
SHFL ENTMT INC
SHFL
– –
-5,700
Closed -$131K
NTSC
11175
DELISTED
NATL TECHNICAL SYS INC
NTSC
– –
-12,694
Closed -$290K
445 446
447
448 449

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MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.