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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMD
11151
DELISTED
PROSHARES TR II ULTRASHORT BLOOMBERG COMMODITY
CMD
– –
-1,005
Closed -$22K
BGZ
11152
CALL
DELISTED
DIREXION DAILY LARGE CAP BEAR
BGZ
– –
-64,700
Closed -$708K
BGZ
11153
DELISTED
DIREXION DAILY LARGE CAP BEAR
BGZ
– –
-55,677
Closed -$609K
BGZ
11154
PUT
DELISTED
DIREXION DAILY LARGE CAP BEAR
BGZ
– –
-10,700
Closed -$117K
PGH
11155
CALL
DELISTED
Pengrowth Energy Corporation
PGH
– –
-42,600
Closed -$210K
CXZ
11156
DELISTED
CROSSHAIR ENERGY CORPORATION
CXZ
– –
-195,425
Closed -$4K
ALC
11157
DELISTED
ASSISTED LIVING CONCEPTS INC NEW CL A COM STK (NV)
ALC
– –
-34,284
Closed -$410K
MRGE
11158
DELISTED
MERGE HEALTHCARE INC COM STK (WI)
MRGE
– –
-591
Closed -$1.98K
PTSX
11159
DELISTED
NEW 360 COM STK (CA)
PTSX
– –
-3,293
Closed -$3K
STEC
11160
CALL
DELISTED
STEC INC COM STK
STEC
– –
-3,400
Closed -$23K
STEC
11161
DELISTED
STEC INC COM STK
STEC
– –
-136,563
Closed -$917K
STEC
11162
PUT
DELISTED
STEC INC COM STK
STEC
– –
-700
Closed -$5K
HIBB
11163
CALL
DELISTED
Hibbett, Inc. Common Stock
HIBB
– –
-100
Closed -$6K
MNRK
11164
DELISTED
MONARCH FINANCIAL HOLDINGS INC COM STK
MNRK
– –
-105
Closed -$1K
NITE
11165
CALL
DELISTED
KNIGHT CAPITAL GROUP, INC. CLASS A
NITE
– –
-5,600
Closed -$20K
NITE
11166
DELISTED
KNIGHT CAPITAL GROUP, INC. CLASS A
NITE
– –
-10,702
Closed -$39K
NITE
11167
PUT
DELISTED
KNIGHT CAPITAL GROUP, INC. CLASS A
NITE
– –
-24,000
Closed -$86K
FNC
11168
DELISTED
SCBT FINANCIAL CORPORATION
FNC
– –
-1,438
Closed -$72K
MNTX
11169
CALL
DELISTED
Manitex International, Inc.
MNTX
– –
-500
Closed -$5K
CHII
11170
DELISTED
Global X MSCI China Industrials ETF
CHII
– –
-1,803
Closed -$18K
CIZN
11171
DELISTED
Citizens Holding Co.
CIZN
– –
-147
Closed -$3K
EVK
11172
DELISTED
Ever-Glory International Group, Inc.
EVK
– –
-1,585
Closed -$4K
PEI
11173
PUT
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
– –
-100
Closed -$28K
DDG
11174
DELISTED
Proshares Short Oil & Gas
DDG
– –
-610
Closed -$17K
BDSI
11175
CALL
DELISTED
BioDelivery Sciences International, Inc.
BDSI
– –
-300
Closed -$1K
445 446
447
448 449

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MCM
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STC
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1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.