We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LPLT
11126
DELISTED
VELOCITYSHS 2X LG PLATINUM ETN LK TO S&P GSCI PLATINUM INDEX
LPLT
– –
-1,120
Closed -$39K
UOIL
11127
DELISTED
CREDIT SUISSE NASSAU BRH VELOCITY SHS 3X LONG BRENT
UOIL
– –
-1,038
Closed -$43K
OCZ
11128
PUT
DELISTED
OCZ TECHNOLOGY GROUP INC COM STK NEW (DE)
OCZ
– –
-5,600
Closed -$7K
IPLT
11129
DELISTED
VELOCITYSHS 2X INVERSE PLATINUM ETT LK TO S&P GSCI PLAT
IPLT
– –
-207
Closed -$10K
SPRD
11130
CALL
DELISTED
SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS)
SPRD
– –
-99,600
Closed -$3.03M
SPRD
11131
DELISTED
SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS)
SPRD
– –
-18,475
Closed -$563K
SPRD
11132
PUT
DELISTED
SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS)
SPRD
– –
-62,300
Closed -$1.9M
BLC
11133
CALL
DELISTED
BELO CORP SER A
BLC
– –
-800
Closed -$11K
BLC
11134
DELISTED
BELO CORP SER A
BLC
– –
-124,324
Closed -$1.7M
STEI
11135
CALL
DELISTED
STEWART ENTERPRISES INC CL-A
STEI
– –
-5,000
Closed -$66K
STEI
11136
DELISTED
STEWART ENTERPRISES INC CL-A
STEI
– –
-77,976
Closed -$1.02M
TPGI
11137
DELISTED
THOMAS PROPERTIES GROUP INC
TPGI
– –
-13,015
Closed -$87K
NVE
11138
DELISTED
NV ENERGY, INC
NVE
– –
-680,382
Closed -$16.1M
MSPD
11139
CALL
DELISTED
MINDSPEED TECHNOLOGIES INC COM STK
MSPD
– –
-3,600
Closed -$11K
MSPD
11140
DELISTED
MINDSPEED TECHNOLOGIES INC COM STK
MSPD
– –
-3,982
Closed -$12K
ELN
11141
CALL
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
– –
-100,400
Closed -$1.56M
ELN
11142
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
– –
-649,411
Closed -$10.1M
ELN
11143
PUT
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
– –
-59,800
Closed -$932K
PSE
11144
CALL
DELISTED
PIONEER SOUTHWEST ENERGY PARTNERS LP
PSE
– –
-600
Closed -$27K
PSE
11145
DELISTED
PIONEER SOUTHWEST ENERGY PARTNERS LP
PSE
– –
-868,273
Closed -$38.4M
PSE
11146
PUT
DELISTED
PIONEER SOUTHWEST ENERGY PARTNERS LP
PSE
– –
-3,600
Closed -$159K
MAKO
11147
CALL
DELISTED
MAKO SURGICAL CORP COM
MAKO
– –
-66,200
Closed -$1.95M
MAKO
11148
DELISTED
MAKO SURGICAL CORP COM
MAKO
– –
-27,901
Closed -$823K
MAKO
11149
PUT
DELISTED
MAKO SURGICAL CORP COM
MAKO
– –
-10,000
Closed -$295K
BRY
11150
CALL
DELISTED
BERRY PETROLEUM CO CL A
BRY
– –
-18,100
Closed -$781K
444 445
446
447 448

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.