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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBSN
11126
DELISTED
WEBSENSE INC
WBSN
– –
-484
Closed -$12K
WRLS
11127
DELISTED
TELULAR CORPORATION-NEW
WRLS
– –
-800
Closed -$10K
XIDE
11128
DELISTED
EXIDE TECHNOLOGIES NEW COM
XIDE
– –
-74,220
Closed -$9K
XIDE
11129
PUT
DELISTED
EXIDE TECHNOLOGIES NEW COM
XIDE
– –
-10,000
Closed -$1K
NNA.WS
11130
DELISTED
NAVIOS MARITIME ACQUISITION CORP WTS
NNA.WS
– –
-45,916
Closed -$1K
NNA.U
11131
DELISTED
NAVIOS MARITIME ACQUISITION CORP UTS EA CON OF 1 SH COM&WT
NNA.U
– –
-6,545
Closed -$25K
ALTI
11132
DELISTED
Altair Nanotechnologies Inc
ALTI
– –
-3,158
Closed -$7K
ANDAU
11133
DELISTED
ANDINA ACQUISITION CORP UNIT 1 COM & 1 WT EXP
ANDAU
– –
-300
Closed -$3K
BGSCU
11134
DELISTED
BGS ACQUISITION CORP UNTS
BGSCU
– –
-1,300
Closed -$13K
ARDNA
11135
DELISTED
ARDEN GROUP INC CL-A
ARDNA
– –
-2,381
Closed -$263K
CRMBW
11136
DELISTED
CRUMBS BAKE SHOP INC WT EXP 5/5/2016
CRMBW
– –
-1,015
Closed –
MEILW
11137
DELISTED
METHES ENERGIES INTL LTD WT PUR COM CL A EXP
MEILW
$0 ﹤0.01%
500
-10,599
-95% –
MEILZ
11138
DELISTED
METHES ENERGIES INTL LTD WT PUR COM CL B EXP
MEILZ
– –
-1,225
Closed -$1K
NWBOW
11139
DELISTED
Northwest Biotherapeutics, Inc.
NWBOW
– –
-100
Closed –
MNGLU
11140
DELISTED
BLUE WOLF MONOGOLIA HOLDINGS CORP UNIT
MNGLU
– –
-2,703
Closed –
SPPRP
11141
DELISTED
SUPERTEL HOSPITALITY, INC. SER A CONV PFD STK
SPPRP
– –
-2,987
Closed -$29K
SPCHA
11142
DELISTED
SPORT CHALET INC CL A
SPCHA
$0 ﹤0.01%
175
– –
TECUA
11143
CALL
DELISTED
TECUMSEH PRODUCTS CO CL-A
TECUA
– –
-2,600
Closed -$28K
TECUA
11144
PUT
DELISTED
TECUMSEH PRODUCTS CO CL-A
TECUA
– –
-3,400
Closed -$37K
WAFDW
11145
DELISTED
Washington Federal, Inc.
WAFDW
– –
-3,252
Closed -$14K
CPSL
11146
DELISTED
CHINA PRECISION STEEL INC COM STK NEW (DE)
CPSL
$0 ﹤0.01%
33
-2,816
-99% -$3.81K
ARCW
11147
DELISTED
ARC Group Worldwide, Inc
ARCW
– –
-5,265
Closed -$10K
MAG
11148
DELISTED
MAGNETEK INC COM STK NEW
MAG
– –
-208
Closed -$4K
GVT
11149
DELISTED
COLOMBIA SELECT LARGE CAP VALUE ETF
GVT
– –
-70
Closed -$3K
ONEF
11150
DELISTED
RUSSELL EQUITY ETF
ONEF
– –
-1,290
Closed -$40K
444 445
446
447 448

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MCM
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STC
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1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
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BP
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UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.