We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZLC
11101
DELISTED
ZALE CORPORATION
ZLC
– –
-16,260
Closed -$246K
HXM
11102
DELISTED
DESARROLLADORA HOMES DA DE CV (HOMEX DEV. CORP)
HXM
$0 ﹤0.01%
339
-678
-67% -$964
CWTR
11103
DELISTED
COLDWATER CREEK INC COM STK NEW (DE)
CWTR
$0 ﹤0.01%
87
– –
CWTR
11104
PUT
DELISTED
COLDWATER CREEK INC COM STK NEW (DE)
CWTR
– –
-4,000
Closed -$7K
OVRL
11105
DELISTED
OVERLAND STORAGE INC
OVRL
$0 ﹤0.01%
+48
New +$234
DCTH
11106
CALL
DELISTED
Delcath Systems Inc
DCTH
– –
-297
Closed -$25K
DCTH
11107
DELISTED
Delcath Systems Inc
DCTH
$0 ﹤0.01%
4
-1
-20% -$84
PGRX
11108
DELISTED
PROSPECT GLOBAL RES INC COM (NEW)
PGRX
– –
-1,132
Closed -$3K
PACT
11109
PUT
DELISTED
PACTERA TECHNOLOGY INTL LTD SPONSORED ADR
PACT
– –
-19,000
Closed -$112K
VTNC
11110
DELISTED
VITRAN CORPORATION
VTNC
– –
-5,048
Closed -$25K
AXMT
11111
DELISTED
ISHARES TR MSCI ACWI EX US MATERIALS ETF
AXMT
– –
-430
Closed -$21K
CSFS
11112
DELISTED
CASH STORE FINL SVCS INC, THE (CANADA)
CSFS
$0 ﹤0.01%
+308
New +$487
APFC
11113
DELISTED
AMERICAN PACIFIC CORP
APFC
– –
-10
Closed -$1K
HOVU
11114
DELISTED
HOVNANIAN ENTERPRISES INC UNIT 1 COM & 1 SR SUB NT
HOVU
– –
-371
Closed -$10K
CEC
11115
DELISTED
CEC ENTERTAINMENT INC
CEC
– –
-512
Closed -$24K
MKTG
11116
CALL
DELISTED
RESPONSYS INC COM STK (CA)
MKTG
– –
-200
Closed -$3K
VCI
11117
CALL
DELISTED
VALASSIS COMMUNICATIONS INC
VCI
– –
-200
Closed -$6K
HTSI
11118
PUT
DELISTED
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
– –
-8,000
Closed -$394K
DM
11119
DELISTED
DOLAN COMPANY COMMON STOCK
DM
$0 ﹤0.01%
57
-5,000
-99% -$7.98K
SKK
11120
DELISTED
PROSHARES ULTRASHORT RUSSELL 2000 GROWTH
SKK
– –
-89
Closed -$4K
CXM
11121
DELISTED
CARDIUM THERAPEUTICS INC NEW
CXM
$0 ﹤0.01%
400
– –
GEMS
11122
DELISTED
PUREFUNDS ISE DIAMOND/GEMSTONE ETF
GEMS
$0 ﹤0.01%
+15
New +$321
ASIA
11123
DELISTED
ASIAINFO-LINKAGE INC COM STK (DE)
ASIA
– –
-16,424
Closed -$192K
ASIA
11124
PUT
DELISTED
ASIAINFO-LINKAGE INC COM STK (DE)
ASIA
– –
-10,000
Closed -$115K
EVAC
11125
DELISTED
EDWARDS GROUP LTD ADR (CYM)
EVAC
– –
-707
Closed -$7K
443 444
445
446 447

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.