We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRMD
11101
DELISTED
TORM A/S AMERICAN DEPOSITARY SHARES
TRMD
– –
-3,055
Closed -$7K
OMTH
11102
DELISTED
OMTHERA PHARMACEUTICALS INC COM STK (DE)
OMTH
– –
-693
Closed -$9K
TTTM.WS.W
11103
DELISTED
T3 MOTION INC CLASS I WT EXP 05-13-2016 (DE)
TTTM.WS.W
– –
-1,500
Closed –
QBC
11104
DELISTED
CUBIC ENERGY INC
QBC
– –
-51,639
Closed -$15K
GRX.RT
11105
DELISTED
GABELLI HEALTHCARE & WELLNESS RX TR RTS EXP 07/17/13
GRX.RT
– –
-5,337
Closed -$1K
KUB
11106
DELISTED
KUBOTA CORPORATION (ONE ADS REP 5 SHS COM)
KUB
– –
-10,787
Closed -$785K
ET
11107
CALL
DELISTED
EXACTTARGET INC COM STK (DE)
ET
– –
-3,000
Closed -$101K
ET
11108
DELISTED
EXACTTARGET INC COM STK (DE)
ET
– –
-40,270
Closed -$1.36M
ET
11109
PUT
DELISTED
EXACTTARGET INC COM STK (DE)
ET
– –
-196,800
Closed -$6.64M
NMD
11110
DELISTED
NUVEEN MUNICIPAL HIGH INCM OPPORT FUND 2 COM
NMD
– –
-42,709
Closed -$521K
AQ
11111
DELISTED
Acquity Group Ltd
AQ
– –
-11,161
Closed -$145K
SVN
11112
DELISTED
7 Days Group Holdings Ltd
SVN
– –
-206,051
Closed -$2.84M
SPIR
11113
DELISTED
SPIRE CORP
SPIR
– –
-8,318
Closed -$5K
NTSP
11114
CALL
DELISTED
NETSPEND HLDGS INC COM STK
NTSP
– –
-200
Closed -$3K
NTSP
11115
DELISTED
NETSPEND HLDGS INC COM STK
NTSP
– –
-7,956
Closed -$127K
NTSP
11116
PUT
DELISTED
NETSPEND HLDGS INC COM STK
NTSP
– –
-50,000
Closed -$799K
LUFK
11117
DELISTED
LUFKIN IND INC
LUFK
– –
-15,677
Closed -$1.39M
LUFK
11118
PUT
DELISTED
LUFKIN IND INC
LUFK
– –
-3,000
Closed -$265K
NFP
11119
DELISTED
NATIONAL FINANCIAL PARTNERS CORP
NFP
– –
-744
Closed -$19K
NFP
11120
PUT
DELISTED
NATIONAL FINANCIAL PARTNERS CORP
NFP
– –
-54,200
Closed -$1.37M
FMS.PR
11121
DELISTED
FRESENIUS MEDICAL CARE AG & CO KGAA ADS EA REPTG 1/2 PFD SH
FMS.PR
– –
-1,868
Closed -$64K
CHG
11122
DELISTED
CH ENERGY GRP INC(HOLDING CO)
CHG
– –
-4,745
Closed -$308K
HOGS
11123
DELISTED
ZHONGPIN INC COM STK
HOGS
– –
-134
Closed -$2K
WLL.PRA
11124
DELISTED
WHITING PETROLEUM CORPORATION % CONV PERP PFD STK (DE)
WLL.PRA
– –
-97
Closed -$20K
OSH
11125
DELISTED
ORCHARD SUPPLY HARDWARE STORES CLASS A COM STK
OSH
– –
-13,783
Closed -$4K
443 444
445
446 447

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.