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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDK
11076
DELISTED
PROSHARES ULTRASHORT RUSSELL MIDCAP GROWTH
SDK
– –
-156
Closed -$15K
TLL
11077
DELISTED
PROSHARES TRUST ULTRASHORT TELECOMMUNICATIONS PROSHARES
TLL
– –
-204
Closed -$16K
WGA
11078
DELISTED
AG&E Holdings Inc
WGA
– –
-600
Closed -$1K
DVR
11079
PUT
DELISTED
CAL DIVE INTERNATIONAL INC COM
DVR
– –
-3,800
Closed -$8K
ORBT
11080
DELISTED
ORBIT INTERNATIONAL CORP
ORBT
– –
-1,210
Closed -$4K
ALCS
11081
DELISTED
Alco Stores Inc
ALCS
– –
-535
Closed -$7K
TZG
11082
DELISTED
ISHARES TARGET DATE 2020 ETF
TZG
– –
-1,086
Closed -$41K
TZO
11083
DELISTED
ISHARES S&P TARGET DATE 2035 ETF
TZO
– –
-967
Closed -$38K
TZW
11084
DELISTED
ISHARES TR S&P TARGET DATE 2045 ETF
TZW
– –
-10
Closed –
GPRC
11085
DELISTED
GUANWEI RECYCLING CORP XOM STK (NV)
GPRC
– –
-2,388
Closed -$4K
CHDX
11086
CALL
DELISTED
CHINDEX INTL INC
CHDX
– –
-200
Closed -$3K
JPNS
11087
DELISTED
DIREXION DAILY JAPAN BEAR 3X SHARES ETF
JPNS
– –
-732
Closed -$21K
OBAF
11088
DELISTED
OBA FINL SVCS INC COM STK (MD)
OBAF
– –
-749
Closed -$14K
MCRS
11089
PUT
DELISTED
MICROS SYSTEMS INC
MCRS
– –
-100
Closed -$5K
GSMA
11090
DELISTED
ALPS/GS Momentum Builder Multi-Asset Index ETF
GSMA
– –
-100
Closed -$2K
DCIN
11091
DELISTED
DIGITAL CINEMA DESTINATIONS CORP CL A COM STK (DE)
DCIN
– –
-762
Closed -$5K
NDZ
11092
DELISTED
NORDION INC COM STK (CDA)
NDZ
$0 ﹤0.01%
9
-284
-97% -$2.39K
HITT
11093
CALL
DELISTED
HITTITE MICROWAVE CORP
HITT
– –
-300
Closed -$20K
AMBT
11094
DELISTED
Ambient Corp
AMBT
– –
-250
Closed -$1K
RDA
11095
CALL
DELISTED
RDA MICROELECTRONICS INC SPONSORED ADR
RDA
– –
-12,000
Closed -$183K
HAST
11096
DELISTED
HASTINGS ENTERTAINMENT INC
HAST
– –
-606
Closed -$2K
MBIS
11097
DELISTED
MEDIABISTRO INC COM (DE)
MBIS
$0 ﹤0.01%
14
-2,170
-99% -$5.13K
STSI
11098
PUT
DELISTED
STAR SCIENTIFIC INC
STSI
– –
-25,300
Closed -$48K
VOCS
11099
CALL
DELISTED
VOCUS INC
VOCS
– –
-5,100
Closed -$47K
VOCS
11100
PUT
DELISTED
VOCUS INC
VOCS
– –
-300
Closed -$3K
442 443
444
445 446

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MCM
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STC
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1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
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BP
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UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.