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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASCA
11076
DELISTED
AMERISTAR CASINOS INC
ASCA
– –
-5,622
Closed -$148K
TF
11077
DELISTED
THAI CAP FD INC COM NEW
TF
– –
-1,034
Closed -$12K
AM
11078
CALL
DELISTED
AMERICAN GREETINGS CORP CL A
AM
– –
-100
Closed -$2K
AM
11079
DELISTED
AMERICAN GREETINGS CORP CL A
AM
– –
-2,864
Closed -$52K
AM
11080
PUT
DELISTED
AMERICAN GREETINGS CORP CL A
AM
– –
-11,100
Closed -$202K
OFI
11081
DELISTED
OVERHILL FARMS INC
OFI
– –
-25,097
Closed -$124K
FSCI
11082
DELISTED
FISHER COMMUNICATIONS INC
FSCI
– –
-54,179
Closed -$2.23M
SCL.PR.CL
11083
DELISTED
STEPAN COMPANY 5 1/2% CV PFD
SCL.PR.CL
– –
-790
Closed -$100K
ANTP
11084
DELISTED
PHAZAR CORP
ANTP
– –
-6,581
Closed -$8K
APA.PRD
11085
DELISTED
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
– –
-34,132
Closed -$1.63M
GDI
11086
CALL
DELISTED
GARDNER DENVER,INC
GDI
– –
-2,400
Closed -$180K
GDI
11087
DELISTED
GARDNER DENVER,INC
GDI
– –
-143,130
Closed -$10.8M
GDI
11088
PUT
DELISTED
GARDNER DENVER,INC
GDI
– –
-5,000
Closed -$376K
JADE
11089
DELISTED
LJ INTL INC
JADE
– –
-2,354
Closed -$5K
TRLG
11090
CALL
DELISTED
TRUE RELIGION APPAREL INC
TRLG
– –
-4,300
Closed -$136K
TRLG
11091
DELISTED
TRUE RELIGION APPAREL INC
TRLG
– –
-4,129
Closed -$131K
TRLG
11092
PUT
DELISTED
TRUE RELIGION APPAREL INC
TRLG
– –
-7,900
Closed -$250K
TVL
11093
DELISTED
LIN TV CORP
TVL
– –
-12,516
Closed -$192K
FFCH
11094
DELISTED
FIRST FINANCIAL HLDGS INC
FFCH
– –
-118,236
Closed -$2.51M
BKOR
11095
DELISTED
OAK RIDGE FINL SVCS INC COM STK (NC)
BKOR
– –
-99
Closed –
PWER
11096
CALL
DELISTED
POWER-ONE INC COM STK NEW (DE)
PWER
– –
-32,500
Closed -$205K
PWER
11097
DELISTED
POWER-ONE INC COM STK NEW (DE)
PWER
– –
-44,755
Closed -$283K
PWER
11098
PUT
DELISTED
POWER-ONE INC COM STK NEW (DE)
PWER
– –
-40,900
Closed -$258K
SILU
11099
DELISTED
SPROTT RESOURCE LENDING CORP.
SILU
– –
-23,365
Closed -$29K
SDIX
11100
DELISTED
STRATEGIC DIAGNOSTICS INC
SDIX
– –
-3,648
Closed -$3K
442 443
444
445 446

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MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.