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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LPR
11051
DELISTED
LONE PINE RES INC
LPR
$0 ﹤0.01%
409
-53,500
-99% -$14.3K
MEAD
11052
DELISTED
MEADE INSTRS CORP COM STK NEW (DE)
MEAD
– –
-2,458
Closed -$9K
TSRX
11053
CALL
DELISTED
TRIUS THERAPEUTICS INC COM STK (DE)
TSRX
– –
-2,700
Closed -$22K
TSRX
11054
DELISTED
TRIUS THERAPEUTICS INC COM STK (DE)
TSRX
– –
-26,412
Closed -$214K
TSRX
11055
PUT
DELISTED
TRIUS THERAPEUTICS INC COM STK (DE)
TSRX
– –
-26,000
Closed -$211K
BMC
11056
CALL
DELISTED
BMC SOFTWARE, INC
BMC
– –
-22,700
Closed -$1.02M
BMC
11057
DELISTED
BMC SOFTWARE, INC
BMC
– –
-50,955
Closed -$2.3M
BMC
11058
PUT
DELISTED
BMC SOFTWARE, INC
BMC
– –
-4,800
Closed -$217K
NFSB
11059
DELISTED
NEWPORT BANCORP, INC.
NFSB
– –
-1,295
Closed -$22K
USLV
11060
DELISTED
VelocitySharesTM 3x Long Silver ETN linked to the S&P GSCI Silver Index ER
USLV
– –
-144
Closed -$82K
MBND
11061
DELISTED
MULTIBAND CORP NEW COM (MN)
MBND
– –
-13,998
Closed -$44K
PBTH
11062
CALL
DELISTED
PROLOR Biotech, Inc. Common Stock
PBTH
– –
-65,800
Closed -$414K
PBTH
11063
DELISTED
PROLOR Biotech, Inc. Common Stock
PBTH
– –
-172,099
Closed -$1.08M
MAXY
11064
DELISTED
MAXYGEN INC
MAXY
– –
-62,066
Closed -$154K
FBN
11065
DELISTED
FURNITURE BRANDS INT'L INC
FBN
– –
-1,944
Closed -$8K
MPR
11066
DELISTED
MET-PRO CORP
MPR
– –
-15,081
Closed -$203K
BKI
11067
CALL
DELISTED
BUCKEYE TECHNOLOGY INC
BKI
– –
-100
Closed -$4K
BKI
11068
DELISTED
BUCKEYE TECHNOLOGY INC
BKI
– –
-40,403
Closed -$1.5M
BKI
11069
PUT
DELISTED
BUCKEYE TECHNOLOGY INC
BKI
– –
-10,100
Closed -$374K
KEYN
11070
DELISTED
KEYNOTE SYSTEMS INC
KEYN
– –
-14,123
Closed -$279K
GPR
11071
DELISTED
GEOPETRO RESOURCES CO
GPR
– –
-34,000
Closed -$2K
LEDR
11072
DELISTED
MARKET LEADER INC COM STK (WA)
LEDR
– –
-352,084
Closed -$3.77M
FFEX
11073
DELISTED
FROZEN FOOD EXPRESS INDS INC
FFEX
– –
-1,020
Closed -$2K
MUAB
11074
DELISTED
ISHARES TR 2013 AMT-FREE MUN TERM ETF
MUAB
– –
-10,862
Closed -$551K
BZU
11075
DELISTED
BEAZER HOMES USA, INC 7.25% TANGIBLE EQUITY UNITS
BZU
– –
-1,134
Closed -$24K
441 442
443
444 445

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.