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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEAR
11026
PUT
DELISTED
TearLab Corporation
TEAR
– –
-90
Closed -$8K
PRZM
11027
DELISTED
Prism Technologies Group, Inc
PRZM
– –
-2,700
Closed -$8K
ACUR
11028
DELISTED
Acura Pharmaceuticals
ACUR
– –
-4,793
Closed -$41.6K
TMH
11029
CALL
DELISTED
Team Health Holdings Inc
TMH
– –
-300
Closed -$14K
GGP
11030
PUT
DELISTED
GGP Inc.
GGP
– –
-4,300
Closed -$86K
AEPI
11031
DELISTED
AEP Industries Inc
AEPI
– –
-821
Closed -$43K
IL
11032
CALL
DELISTED
IntraLinks Holdings Inc.
IL
– –
-300
Closed -$4K
MEG
11033
CALL
DELISTED
Media General, Inc
MEG
– –
-1,000
Closed -$23K
BEBE
11034
PUT
DELISTED
Bebe Stores Inc
BEBE
– –
-10
Closed -$1K
SGYPW
11035
DELISTED
Synergy Pharmaceuticals, Inc. - Warrants
SGYPW
– –
-615
Closed -$1K
FES
11036
DELISTED
Forbes Energy Services Ltd
FES
– –
-3,157
Closed -$10K
NATL
11037
DELISTED
National Interstate Corporation
NATL
– –
-845
Closed -$19K
FLTX
11038
DELISTED
Fleetmatics Group PLC
FLTX
– –
-852
Closed -$37K
CPHD
11039
CALL
DELISTED
Cepheid Inc
CPHD
– –
-1,300
Closed -$61K
N
11040
PUT
DELISTED
Netsuite Inc
N
– –
-900
Closed -$93K
HNR
11041
DELISTED
Harvest Natural Resources
HNR
– –
-145
Closed -$2.52K
SGI
11042
CALL
DELISTED
Silicon Graphics Intl.
SGI
– –
-100
Closed -$1K
PTX
11043
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
– –
-75
Closed -$2K
ITC
11044
PUT
DELISTED
ITC HOLDINGS CORP
ITC
– –
-1,500
Closed -$48K
SKUL
11045
CALL
DELISTED
SKULLCANDY INC
SKUL
– –
-3,000
Closed -$22K
FEIC
11046
CALL
DELISTED
FEI COMPANY
FEIC
– –
-300
Closed -$27K
FCS
11047
CALL
DELISTED
FAIRCHILD SEMICONDUCTOR INTL INC COMMON
FCS
– –
-200
Closed -$3K
MFRM
11048
CALL
DELISTED
MATTRESS FIRM HLDG CORP COM STK (DE)
MFRM
– –
-100
Closed -$4K
ASEI
11049
CALL
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
– –
-100
Closed -$7K
BVA
11050
DELISTED
CORDIA BANCORP INC COM
BVA
– –
-568
Closed -$2K
440 441
442
443 444

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.