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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBIZ
11026
DELISTED
AdvisorShares Pring Turner Business Cycle ETF
DBIZ
– –
-751
Closed -$20K
CMLP
11027
PUT
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
– –
-400
Closed -$9K
HNSN
11028
PUT
DELISTED
HANSEN MEDICAL, INC. COM NEW
HNSN
– –
-100
Closed -$2K
BGMD
11029
DELISTED
BG MEDICINE INC COM STK NEW
BGMD
– –
-1,341
Closed -$5K
VTG
11030
DELISTED
VANTAGE DRILLING COMPANY ORD SHS (KY)
VTG
– –
-13,464
Closed -$24K
MEA
11031
DELISTED
METALICO INC
MEA
$0 ﹤0.01%
175
– –
NLSN
11032
CALL
DELISTED
Nielsen Holdings plc
NLSN
– –
-400
Closed -$15K
PLL
11033
PUT
DELISTED
PALL CORP
PLL
– –
-400
Closed -$31K
PPO
11034
PUT
DELISTED
POLYPORE INTERNATIONAL, INC
PPO
– –
-100
Closed -$4K
FRS
11035
DELISTED
FRISCH'S RESTAURANTS INC
FRS
– –
-10
Closed –
OCR
11036
PUT
DELISTED
OMNICARE INC
OCR
– –
-200
Closed -$11K
GTI
11037
PUT
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
– –
-7,500
Closed -$63K
TCHI
11038
DELISTED
ROYAL BK SCOTLAND PLC CHINA TRENDPILOT EXCHANGE
TCHI
– –
-515
Closed -$14K
CSMB
11039
DELISTED
CREDIT SUISSE X-LINKS 2XLEVERGED MERGER ARBITRAGE ETNS
CSMB
– –
-83
Closed -$1K
ZGNX
11040
DELISTED
Zogenix, Inc.
ZGNX
– –
-4,141
Closed -$92.8K
IGTE
11041
CALL
DELISTED
IGATE CORPORATION
IGTE
– –
-600
Closed -$17K
CTP
11042
DELISTED
CTPARTNERS EXECUTIVE SEARCH INC (DE)
CTP
– –
-2,055
Closed -$10K
MDW
11043
DELISTED
MIDWAY GOLD CORP (CANADA)
MDW
– –
-24,038
Closed -$23K
RVM
11044
CALL
DELISTED
REVETT MINING COMPANY COMMON SHARES (DELAWARE)
RVM
– –
-26,000
Closed -$29K
TDV
11045
DELISTED
DEUTSCHE X-TRACKERS 2040 TARGET DATE ETF
TDV
– –
-678
Closed -$18K
ZA
11046
DELISTED
ZUOAN FASHION LTD SPON ADR REPSTG 16 ORD SHS
ZA
– –
-812
Closed -$7K
RGP
11047
PUT
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
– –
-1,100
Closed -$31K
PAL
11048
PUT
DELISTED
NORTH AMERICAN PALLADIUM LTD
PAL
– –
-66,100
Closed -$63K
RIOM
11049
DELISTED
RIO ALTO MNG LTD NEW COM SHS (CANADA)
RIOM
– –
-1,272
Closed -$3K
SIMG
11050
CALL
DELISTED
SILICON IMAGE INC
SIMG
– –
-1,200
Closed -$6K
440 441
442
443 444

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MCM
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STC
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1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
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BP
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UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.