We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWTR
11001
DELISTED
COLDWATER CREEK INC COM STK NEW (DE)
CWTR
$0 ﹤0.01%
87
+37
+74% +$87
DCTH
11002
DELISTED
Delcath Systems Inc
DCTH
$0 ﹤0.01%
5
-411
-99% -$38.3K
DCTH
11003
PUT
DELISTED
Delcath Systems Inc
DCTH
– –
-36
Closed -$3K
PACR
11004
PUT
DELISTED
PACER INTL INC TENN
PACR
– –
-1,500
Closed -$9K
DBLE
11005
DELISTED
DOUBLE EAGLE PETROLEUM CO
DBLE
– –
-1,663
Closed -$5.62K
CIS
11006
DELISTED
CAMELOT INFORMATION SYSTEMS INC ADS (EA RSTG 4 ORD)
CIS
– –
-1,365
Closed -$2K
GGS
11007
CALL
DELISTED
GLOBAL GEOPHYSICAL SERVICES, INC COM STK
GGS
– –
-200
Closed -$1K
GGS
11008
DELISTED
GLOBAL GEOPHYSICAL SERVICES, INC COM STK
GGS
– –
-100
Closed –
AXID
11009
DELISTED
ISHARES TR MSCI ACWI EX US INDUSTRIALS ETF
AXID
– –
-300
Closed -$17K
CSFS
11010
DELISTED
CASH STORE FINL SVCS INC, THE (CANADA)
CSFS
– –
-793
Closed -$2K
ZOLT
11011
PUT
DELISTED
ZOLTEK COMPANIES INC
ZOLT
– –
-5,300
Closed -$68K
AWC
11012
CALL
DELISTED
Alumina Ltd
AWC
– –
-200
Closed -$1K
PATH
11013
CALL
DELISTED
NUPATHE INC COM STK
PATH
– –
-1,500
Closed -$5K
PATH
11014
PUT
DELISTED
NUPATHE INC COM STK
PATH
– –
-1,300
Closed -$4K
PTIX
11015
DELISTED
PERFORMANCE TECHNOLOGIES INC
PTIX
– –
-1,770
Closed -$2K
PMNA
11016
DELISTED
POWERSHARES MENA FRONTIER COUNTRIES PORTFOLIO
PMNA
– –
-7,476
Closed -$82K
ANEN
11017
DELISTED
ANAREN INC
ANEN
$0 ﹤0.01%
13
-1,771
-99% -$43.3K
HOLL
11018
DELISTED
HOLLYWOOD MEDIA CORP
HOLL
– –
-2,311
Closed -$3K
MKTG
11019
DELISTED
RESPONSYS INC COM STK (CA)
MKTG
$0 ﹤0.01%
25
-1,790
-99% -$26.4K
CRTX
11020
CALL
DELISTED
CORNERSTONE THERAPEUTICS INC
CRTX
– –
-400
Closed -$3K
ATX
11021
DELISTED
COSTA INC CL A
ATX
– –
-2,261
Closed -$38K
CXM
11022
DELISTED
CARDIUM THERAPEUTICS INC NEW
CXM
$0 ﹤0.01%
400
-2,990
-88% -$3.04K
GEMS
11023
DELISTED
PUREFUNDS ISE DIAMOND/GEMSTONE ETF
GEMS
– –
-473
Closed -$8K
ALVR
11024
DELISTED
Alvarion Ltd
ALVR
$0 ﹤0.01%
105
-187
-64% -$105
ASIA
11025
CALL
DELISTED
ASIAINFO-LINKAGE INC COM STK (DE)
ASIA
– –
-6,000
Closed -$69K
439 440
441
442 443

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.