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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TORM
10976
DELISTED
TOR Minerals International Inc
TORM
– –
-869
Closed -$9K
WAC
10977
CALL
DELISTED
Walter Investment Mgt Corp
WAC
– –
-1,000
Closed -$35K
WAC
10978
PUT
DELISTED
Walter Investment Mgt Corp
WAC
– –
-400
Closed -$14K
BKMU
10979
DELISTED
Bank Mutual Corp
BKMU
– –
-4,220
Closed -$29K
IXYS
10980
DELISTED
IXYS Corp
IXYS
– –
-1,048
Closed -$12.8K
GLBR
10981
PUT
DELISTED
Global Brokerage, Inc. Class A Common Stock
GLBR
– –
-50
Closed -$9K
PLPM
10982
DELISTED
Planet Payment, Inc
PLPM
– –
-2,271
Closed -$6K
PFBX
10983
DELISTED
Peoples Financial Corp/MS
PFBX
– –
-33
Closed –
NTL
10984
DELISTED
Nortel Invesora 1/20 Ser B Shr
NTL
– –
-178
Closed -$4K
LVLT
10985
PUT
DELISTED
Level 3 Communications Inc
LVLT
– –
-7,700
Closed -$255K
CUNB
10986
DELISTED
CU Bancorp
CUNB
– –
-1,289
Closed -$23K
WBKC
10987
DELISTED
Wolverine Bancorp, Inc.
WBKC
– –
-11
Closed –
AXN
10988
DELISTED
Aoxing Pharmaceutical Company Inc.
AXN
– –
-861
Closed –
WBB
10989
DELISTED
Westbury Bancorp, Inc.
WBB
– –
-1,482
Closed -$21K
CACQ
10990
CALL
DELISTED
Caesars Acquisition Company
CACQ
– –
-200
Closed -$2K
ASBB
10991
DELISTED
ASB Bancorp Inc
ASBB
– –
-2,622
Closed -$45K
WBMD
10992
PUT
DELISTED
WebMD Health Corp.
WBMD
– –
-600
Closed -$24K
DFT
10993
CALL
DELISTED
DuPont Fabros Technology Inc.
DFT
– –
-1,500
Closed -$37K
COBO
10994
DELISTED
ProShares USD Covered Bond
COBO
– –
-699
Closed -$70K
GSOL
10995
DELISTED
Global Sources Ltd
GSOL
– –
-8,204
Closed -$67K
RRF
10996
DELISTED
WisdomTree Global Real Return Fund
RRF
– –
-217
Closed -$10K
UCP
10997
DELISTED
UCP, Inc.
UCP
– –
-401
Closed -$6K
WCST
10998
DELISTED
Wecast Network, Inc. Common Stock
WCST
– –
-1,963
Closed -$4K
LMIA
10999
PUT
DELISTED
LMI Aerospace Inc
LMIA
– –
-300
Closed -$4K
MJN
11000
PUT
DELISTED
Mead Johnson Nutrition Company
MJN
– –
-45,600
Closed -$3.82M
438 439
440
441 442

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.