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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RRM
10976
DELISTED
RR MEDIA LTD ORD SHS (ISR)
RRM
– –
-2,148
Closed -$16K
XNPT
10977
CALL
DELISTED
XENOPORT, INC.
XNPT
– –
-1,300
Closed -$7K
XNPT
10978
PUT
DELISTED
XENOPORT, INC.
XNPT
– –
-400
Closed -$2K
UNTD
10979
CALL
DELISTED
UNITED ONLINE INC COM NEW
UNTD
– –
-43
Closed -$2K
RITT
10980
DELISTED
RIT TECHNOLOGIES LTD COM STK (IL)
RITT
– –
-1,027
Closed -$3K
NTI
10981
CALL
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
– –
-28,300
Closed -$558K
TAOM
10982
DELISTED
TAOMEE HLDGS LTD SPON ADR (CYM)
TAOM
– –
-1,494
Closed -$9K
QBAK
10983
DELISTED
Qualstar Corp
QBAK
– –
-732
Closed -$6K
DATE
10984
CALL
DELISTED
JIAYUAN COM INTL LTD SPON ADR (CYM)
DATE
– –
-200
Closed -$1K
UNIS
10985
DELISTED
Unilife Corporation
UNIS
– –
-420
Closed -$15.4K
MTSN
10986
CALL
DELISTED
MATTSON TECHNOLOGY INC
MTSN
– –
-1,500
Closed -$4K
POWR
10987
PUT
DELISTED
POWERSECURE INTL INC COM STK (DE)
POWR
– –
-300
Closed -$5K
NTLS
10988
PUT
DELISTED
NTELOS HLDGS CORP COM
NTLS
– –
-4,400
Closed -$83K
EGPT
10989
DELISTED
VanEck Egypt Index ETF
EGPT
– –
-1,000
Closed -$48K
I.PRA
10990
DELISTED
INTELSAT S A MANDATORY CONV JR NON VTG PFD SHS (LUX)
I.PRA
– –
-50
Closed -$3K
ATE
10991
DELISTED
Advantest Corp
ATE
– –
-331
Closed -$4K
JAH
10992
CALL
DELISTED
JARDEN CORPORATION
JAH
– –
-1,650
Closed -$53K
FREE
10993
DELISTED
FREESEAS INC SHS NEW APR 2016 (MHL)
FREE
– –
0
– -$21K
PSUN
10994
PUT
DELISTED
PACIFIC SUNWEAR OF CAL. INC
PSUN
– –
-3,500
Closed -$11K
RUSL
10995
CALL
DELISTED
Direxion Daily Russia Bull 2X Shares
RUSL
– –
-8
Closed -$3K
PRE
10996
CALL
DELISTED
PARTNERRE LTD
PRE
– –
-9,500
Closed -$870K
KBWI
10997
DELISTED
POWERSHARES KBW INS PORT
KBWI
– –
-466
Closed -$27K
RVLT
10998
CALL
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
– –
-420
Closed -$11K
CSUN
10999
CALL
DELISTED
CHINA SUNERGY CO LTD ADS(CAYMAN ISLANDS)
CSUN
– –
-1,500
Closed -$9K
RJET
11000
PUT
DELISTED
REPUBLIC AWYS HLDGS INC
RJET
– –
-1,500
Closed -$18K
438 439
440
441 442

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MCM
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STC
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1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
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MWR
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MGC
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BP
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UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.