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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRXI
10951
DELISTED
PREMIER EXHIBITIONS INC COM STK NEW (FL)
PRXI
$0 ﹤0.01%
30
-2,734
-99% -$46.5K
UDNT
10952
DELISTED
DEUTSCHE BK AG LONDON BRH POWERSHARES DB 3X SHORT USD
UDNT
– –
-250
Closed -$4K
BSDM
10953
CALL
DELISTED
BSD MEDICAL CORP (DEL)
BSDM
– –
-3,400
Closed -$4K
PEOP
10954
DELISTED
PEOPLES FED BANCSHARES INC COM STK (MD)
PEOP
– –
-1
Closed –
OILT
10955
CALL
DELISTED
OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE)
OILT
– –
-600
Closed -$15K
DRIV
10956
PUT
DELISTED
DIGITAL RIVER INC.
DRIV
– –
-12,600
Closed -$236K
SKH
10957
PUT
DELISTED
SKILLED HEALTHCARE GROUP, INC. CLASS A COM STK
SKH
– –
-3,000
Closed -$20K
GTIV
10958
CALL
DELISTED
GENTIVA HEALTH SERVICES INC
GTIV
– –
-2,900
Closed -$29K
BTUI
10959
DELISTED
BTU INTERNATIONAL INC
BTUI
$0 ﹤0.01%
52
-2,247
-98% -$6.5K
BARL
10960
DELISTED
MORGAN STANLEY S&P 500 CRUDE OIL LKD ETNS DUE 6-1-31 (USA)
BARL
– –
-485
Closed -$15K
WTSL
10961
CALL
DELISTED
WET SEAL INC CL-A
WTSL
– –
-3,000
Closed -$14K
WTSL
10962
DELISTED
WET SEAL INC CL-A
WTSL
– –
-22,500
Closed -$106K
MFI
10963
DELISTED
MICROFINANCIAL INC
MFI
– –
-1,631
Closed -$13K
ROC
10964
PUT
DELISTED
ROCKWOOD HLDGS INC
ROC
– –
-200
Closed -$13K
TWQ
10965
DELISTED
PROSHARES TR ULTRASHORT RUSSELL3000 NEW
TWQ
– –
-400
Closed -$14K
UVG
10966
DELISTED
PROSHARES ULTRA RUSSELL 1000 VALUE
UVG
– –
-443
Closed -$21K
UWC
10967
DELISTED
PROSHARES TR ULTRA RUSSELL3000
UWC
– –
-717
Closed -$43K
SJH
10968
DELISTED
PROSHARES ULTRASHORT RUSSELL2000 VALUE
SJH
– –
-77
Closed -$6K
FRNK
10969
DELISTED
FRANKLIN FINL CORP VA COM STK (VA)
FRNK
– –
-2,669
Closed -$48K
CHLC
10970
DELISTED
MARKET VECTORS ETF TR MKT VECTORS RENMINBI BD ETF
CHLC
– –
-700
Closed -$18K
RKH
10971
DELISTED
MARKET VECTORS ETF TR BROKERAGE ETF
RKH
– –
-1,100
Closed -$53K
EPB
10972
PUT
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
– –
-4,100
Closed -$179K
SPPR
10973
DELISTED
SUPERTEL HOSPITALITY, INC. COM NEW (MD)
SPPR
– –
-987
Closed -$8K
EDMC
10974
DELISTED
EDUCATION MGMT CORP NEW COM STK (PA)
EDMC
– –
-3,709
Closed -$21K
EDMC
10975
PUT
DELISTED
EDUCATION MGMT CORP NEW COM STK (PA)
EDMC
– –
-100
Closed -$1K
437 438
439
440 441

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.