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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASMI
10926
DELISTED
ASM INTERNATL N.V
ASMI
– –
-1,059
Closed -$35K
CRV
10927
DELISTED
COAST DISTRIBTN SYSTEM INC(THE
CRV
– –
-1,437
Closed -$5K
CKSW
10928
PUT
DELISTED
CLICKSOFTWARE TECH LTD
CKSW
– –
-1,000
Closed -$8K
MERU
10929
PUT
DELISTED
MERU NETWORKS INC COM STK (DE)
MERU
– –
-200
Closed -$1K
RGRC
10930
DELISTED
ROYAL BK SCOTLAND PLC ROGERS ENHANCED COMMODITY ETNS (UK)
RGRC
– –
-237
Closed -$5K
DRGS
10931
DELISTED
RBS GLOBAL BIG PHARMA EXCHANGE TRADED NTS
DRGS
– –
-784
Closed -$26K
RGRE
10932
DELISTED
ROYAL BK SCOTLAND PLC ROGERS ENHANCED ENERGY ETNS (UK)
RGRE
– –
-53
Closed -$1K
RGRP
10933
DELISTED
RBS PLC ROGERS ENHANCED PRECIOUS EXCHANGE METALS ETNS (UK)
RGRP
– –
-25
Closed –
RGDX
10934
DELISTED
RESPONSE GENETICS, INC COMMON SHS (DELAWARE)
RGDX
– –
-1,848
Closed -$3K
ADNC
10935
DELISTED
AUDIENCE INC COM STK (DE)
ADNC
– –
-484
Closed -$6K
IGTE
10936
PUT
DELISTED
IGATE CORPORATION
IGTE
– –
-1,000
Closed -$16K
MWV
10937
PUT
DELISTED
MEADWESTVACO CORP
MWV
– –
-2,000
Closed -$68K
BBNK
10938
DELISTED
BRIDGE CAPITAL HOLDINGS
BBNK
– –
-1,493
Closed -$24K
COVR
10939
DELISTED
COVER-ALL TECHNOLOGIES INC
COVR
– –
-3,231
Closed -$4K
URZ
10940
CALL
DELISTED
URANERZ ENERGY CORP
URZ
– –
-800
Closed -$1K
SARA
10941
DELISTED
SARATOGA RESOURCES INC
SARA
– –
-4
Closed –
RVM
10942
DELISTED
REVETT MINING COMPANY COMMON SHARES (DELAWARE)
RVM
– –
-3,930
Closed -$3.46K
PKT
10943
PUT
DELISTED
PROCERA NETWORKS INC NEW COM STK (DE)
PKT
– –
-300
Closed -$4K
ENTR
10944
CALL
DELISTED
ENTROPIC COMMUNICATIONS INC COM STK (DE)
ENTR
– –
-8,800
Closed -$38K
CRMD.WS
10945
DELISTED
CORMEDIX INC WTS EXP 04/30/15
CRMD.WS
$0 ﹤0.01%
4,257
+1,000
+31% +$104
AVIV
10946
PUT
DELISTED
AVIV REIT INC COM STK (MD)
AVIV
– –
-4,200
Closed -$106K
LPHI
10947
CALL
DELISTED
LIFE PARTNERS HLDGS INC
LPHI
– –
-700
Closed -$2K
BTF
10948
DELISTED
BOULDER TOTAL RETURN FD INC
BTF
$0 ﹤0.01%
5
-1,014
-100% -$22.4K
PTRY
10949
CALL
DELISTED
PANTRY INC (THE)
PTRY
– –
-2,700
Closed -$33K
SIMG
10950
PUT
DELISTED
SILICON IMAGE INC
SIMG
– –
-15,800
Closed -$92K
436 437
438
439 440

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STC
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1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
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MWR
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MGC
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BP
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UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.