We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARTX
10901
DELISTED
Arotech Corporation
ARTX
– –
-11,000
Closed -$38K
ASNA
10902
PUT
DELISTED
Ascena Retail Group, Inc.
ASNA
– –
-1,425
Closed -$603K
SEMG
10903
CALL
DELISTED
SEMGROUP CORPORATION
SEMG
– –
-200
Closed -$13K
GHDX
10904
CALL
DELISTED
Genomic Health, Inc.
GHDX
– –
-1,000
Closed -$29K
GHDX
10905
PUT
DELISTED
Genomic Health, Inc.
GHDX
– –
-1,100
Closed -$32K
BID
10906
PUT
DELISTED
Sotheby's
BID
– –
-6,300
Closed -$335K
CHSP
10907
CALL
DELISTED
Chesapeake Lodging Trust
CHSP
– –
-2,500
Closed -$63K
WAGE
10908
PUT
DELISTED
WageWorks, Inc.
WAGE
– –
-100
Closed -$6K
DYSL
10909
DELISTED
Dynasil Corporation of America
DYSL
– –
-1,062
Closed -$1K
CTRL
10910
DELISTED
Control4 Corporation
CTRL
– –
-900
Closed -$16K
HF
10911
CALL
DELISTED
HFF Inc.
HF
– –
-2,557
Closed -$64K
LLL
10912
PUT
DELISTED
L3 Technologies, Inc.
LLL
– –
-30,000
Closed -$3.21M
INSY
10913
PUT
DELISTED
Insys Therapeutics, Inc.
INSY
– –
-300
Closed -$4K
UWN
10914
DELISTED
Nevada Gold & Casinos, Ltd.
UWN
– –
-4,844
Closed -$7K
BMS
10915
PUT
DELISTED
Bemis
BMS
– –
-300
Closed -$12K
HBK
10916
DELISTED
Hamilton Bancorp, Inc. Common Stock
HBK
– –
-1,635
Closed -$23K
ELLI
10917
PUT
DELISTED
Ellie Mae Inc
ELLI
– –
-1,300
Closed -$35K
WMW
10918
DELISTED
ELEMENTS ETN MSTR Wide Moat FC TR
WMW
– –
-46
Closed -$1K
RDC
10919
PUT
DELISTED
Rowan Companies Plc
RDC
– –
-2,300
Closed -$81K
ACET
10920
PUT
DELISTED
Aceto Corp
ACET
– –
-400
Closed -$10K
THST
10921
DELISTED
Truett-Hurst, Inc. Class A Common Stock
THST
– –
-817
Closed -$3K
TFCFA
10922
PUT
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-2,100
Closed -$74K
ICON
10923
CALL
DELISTED
Iconix Brand Group, Inc.
ICON
– –
-50
Closed -$20K
ICON
10924
PUT
DELISTED
Iconix Brand Group, Inc.
ICON
– –
-20
Closed -$8K
NTRI
10925
CALL
DELISTED
NutriSystem, Inc.
NTRI
– –
-100
Closed -$2K
435 436
437
438 439

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.