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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBRG
10901
DELISTED
Bravo Brio Restaurant Group Inc.
BBRG
– –
-11,760
Closed -$178K
ZAIS
10902
DELISTED
ZAIS Group Holdings, Inc.
ZAIS
– –
-4,993
Closed -$51K
STB
10903
PUT
DELISTED
Student Transportation Inc
STB
– –
-500
Closed -$3K
NRCIB
10904
DELISTED
National Research Corp Class B
NRCIB
– –
-174
Closed -$5K
JJP
10905
DELISTED
iPath Bloomberg Precious Metals Subindex Total Return ETN due June 24, 2038
JJP
– –
-82
Closed -$6K
GRN
10906
DELISTED
iPath Global Carbon ETN
GRN
$0 ﹤0.01%
15
-266
-95% -$1.62K
LEDD
10907
DELISTED
iPath Pure Beta Lead ETN
LEDD
– –
-61
Closed -$2K
GRWN
10908
DELISTED
iPath Pure Beta Softs ETN
GRWN
– –
-14
Closed –
CCUR
10909
DELISTED
CCUR Holdings, Inc. Common Stock
CCUR
– –
-2,068
Closed -$15K
BBG
10910
CALL
DELISTED
Bill Barrett Corp
BBG
– –
-700
Closed -$18K
STLY
10911
DELISTED
Stanley Furniture Co Inc
STLY
– –
-4,333
Closed -$16K
CCC
10912
PUT
DELISTED
Calgon Carbon Corp
CCC
– –
-3,500
Closed -$66K
SNI
10913
PUT
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
– –
-400
Closed -$31K
CEI
10914
CALL
DELISTED
Camber Energy, Inc
CEI
– –
0
– -$1K
RGC
10915
CALL
DELISTED
Regal Entertainment Group
RGC
– –
-8,500
Closed -$161K
SCMP
10916
CALL
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
– –
-1,100
Closed -$7K
SCMP
10917
PUT
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
– –
-500
Closed -$3K
CVO
10918
DELISTED
Cenevo, Inc.
CVO
– –
-488
Closed -$11K
YUME
10919
DELISTED
YuMe, Inc.
YUME
– –
-500
Closed -$5K
RLOG
10920
DELISTED
Rand Logistics, Inc.
RLOG
– –
-1,576
Closed -$8K
GLBR
10921
CALL
DELISTED
Global Brokerage, Inc. Class A Common Stock
GLBR
– –
-10
Closed -$2K
RT
10922
PUT
DELISTED
Ruby Tuesday Georgia
RT
– –
-10,900
Closed -$82K
UGAZ
10923
DELISTED
VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2
UGAZ
– –
0
– -$26K
OME
10924
PUT
DELISTED
Omega Protein
OME
– –
-4,300
Closed -$44K
PFBX
10925
DELISTED
Peoples Financial Corp/MS
PFBX
$0 ﹤0.01%
33
-1,081
-97% -$13.6K
435 436
437
438 439

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.