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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SKBI
10901
DELISTED
SKYSTAR BIO-PHARMACEUTICAL CO COM PAR $.001 (NV)
SKBI
– –
-4,405
Closed -$6K
KCLI
10902
DELISTED
KANSAS CITY LIFE INS CO NEW (MO)
KCLI
– –
-767
Closed -$29K
RNO
10903
CALL
DELISTED
RHINO RESOURCE PARTNERS LP COM UNIT REPSTG LTD (DE)
RNO
– –
-300
Closed -$4K
CYT
10904
CALL
DELISTED
CYTEC INDS INC
CYT
– –
-400
Closed -$15K
XOOM
10905
CALL
DELISTED
XOOM CORP COM
XOOM
– –
-200
Closed -$5K
CNW
10906
CALL
DELISTED
CON-WAY INC.
CNW
– –
-100
Closed -$4K
CNW
10907
PUT
DELISTED
CON-WAY INC.
CNW
– –
-5,200
Closed -$203K
HCBK
10908
CALL
DELISTED
HUDSON CITY BANCORP INC
HCBK
– –
-100
Closed -$1K
GSI
10909
CALL
DELISTED
GENERAL STL HLDGS INC COM NEW (NV)
GSI
– –
-200
Closed -$1K
OMG
10910
CALL
DELISTED
OM GROUP INC.
OMG
– –
-1,400
Closed -$43K
ENVI
10911
DELISTED
ENVIVIO INC COM STK (DE)
ENVI
– –
-3,980
Closed -$10.7K
EPAX
10912
DELISTED
Ambassadors Group Inc
EPAX
– –
-2,373
Closed -$8K
FTT
10913
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$0 ﹤0.01%
3
-2,210
-100% -$28.3K
MATL
10914
DELISTED
DIREXION DAILY BASIC MATERIALS BULL 3X SHARES
MATL
– –
-1,035
Closed -$33K
BRAF
10915
DELISTED
GLOBAL X BRAZIL FINLS ETF
BRAF
– –
-622
Closed -$7K
NHC.PRA
10916
DELISTED
NATIONAL HEALTHCARE CORP PFD CONV SER A (DE)
NHC.PRA
– –
-1,015
Closed -$15K
ZAZA
10917
PUT
DELISTED
ZAZA ENERGY CORP COM NEW
ZAZA
– –
-250
Closed -$3K
TSRE
10918
DELISTED
TRADE STREET RESIDENTIAL, INC. COMMON STOCK
TSRE
– –
-2,917
Closed -$21K
LABC
10919
DELISTED
LOUISIANA BANCORP INC COM STK NEW (LA)
LABC
– –
-118
Closed -$2K
MEA
10920
DELISTED
METALICO INC
MEA
$0 ﹤0.01%
175
+89
+103% +$123
AMCF
10921
DELISTED
ANDATEE CHINA MARINE FUEL SVCS CORP COM STK (DE)
AMCF
– –
-2,440
Closed -$1K
PLL
10922
CALL
DELISTED
PALL CORP
PLL
– –
-200
Closed -$13K
FRS
10923
DELISTED
FRISCH'S RESTAURANTS INC
FRS
$0 ﹤0.01%
+10
New +$206
EMDI
10924
DELISTED
ISHARES MSCI EMERGING MKTS CONSUMER DISCRETIONARY ETF
EMDI
– –
-281
Closed -$14K
MONY
10925
DELISTED
ISHARES TR FINLS BD ETF
MONY
– –
-142
Closed -$7K
435 436
437
438 439

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MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.