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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SONC
10876
PUT
DELISTED
Sonic Corp
SONC
– –
-22,200
Closed -$394K
MITL
10877
DELISTED
Mitel Networks Corporation
MITL
– –
-310
Closed -$2.34K
NWY
10878
CALL
DELISTED
New York & Co Inc
NWY
– –
-200
Closed -$1K
NWY
10879
DELISTED
New York & Co Inc
NWY
– –
-160
Closed -$1K
ASB.WS
10880
DELISTED
Associated Banc-Corp Warrants
ASB.WS
– –
-200
Closed –
ZIONZ
10881
DELISTED
Zions Bancorporation N.A. Warrants
ZIONZ
– –
-2,200
Closed -$7K
ANW
10882
CALL
DELISTED
Aegean Marine Petroleum Network
ANW
– –
-2,700
Closed -$32K
KS
10883
CALL
DELISTED
KapStone Paper and Pack Corp.
KS
– –
-200
Closed -$4K
REIS
10884
DELISTED
Reis, Inc.
REIS
– –
-770
Closed -$12K
CMDT
10885
DELISTED
iShares Commodity Optimized Trust
CMDT
– –
-100
Closed -$5K
AAV
10886
CALL
DELISTED
Advantage Oil & Gas Ltd
AAV
– –
-800
Closed -$3K
SIGM
10887
CALL
DELISTED
Sigma Designs Inc
SIGM
– –
-6,900
Closed -$38K
PRKR
10888
PUT
DELISTED
Parkervision Inc
PRKR
– –
-570
Closed -$19K
JASO
10889
PUT
DELISTED
JA Solar Holdings, Co., Ltd
JASO
– –
-12,500
Closed -$127K
VII
10890
DELISTED
Vicon Industries, Inc.
VII
– –
-1,694
Closed -$4K
HCOM
10891
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
– –
-161
Closed -$4K
KND
10892
CALL
DELISTED
Kindred Healthcare
KND
– –
-100
Closed -$1K
ALOG
10893
CALL
DELISTED
Analogic Corp
ALOG
– –
-300
Closed -$25K
RPXC
10894
PUT
DELISTED
RPX Corporation
RPXC
– –
-2,600
Closed -$46K
FINL
10895
DELISTED
Finish Line
FINL
– –
-150
Closed -$3.82K
FINL
10896
PUT
DELISTED
Finish Line
FINL
– –
-200
Closed -$5K
OA
10897
PUT
DELISTED
Orbital ATK, Inc.
OA
– –
-100
Closed -$10K
TAO
10898
PUT
DELISTED
Invesco China Real Estate ETF
TAO
– –
-400
Closed -$9K
DBBR
10899
DELISTED
Xtrackers MSCI Brazil Hedged Equity ETF
DBBR
– –
-875
Closed -$15K
ACFC
10900
DELISTED
Atlantic Coast Financial Corporation
ACFC
– –
-1,538
Closed -$6K
434 435
436
437 438

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.