We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PES
10851
PUT
DELISTED
Pioneer Energy Services Corp.
PES
– –
-4,800
Closed -$36K
LLL
10852
CALL
DELISTED
L3 Technologies, Inc.
LLL
– –
-10,300
Closed -$973K
LGCY
10853
PUT
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
– –
-8,800
Closed -$238K
KEYW
10854
CALL
DELISTED
The KEYW Holding Corporation
KEYW
– –
-200
Closed -$3K
VISL
10855
DELISTED
Vislink Technologies, Inc. Common Stock
VISL
– –
0
– –
ULTI
10856
PUT
DELISTED
Ultimate Software Group Inc
ULTI
– –
-100
Closed -$15K
GPIC
10857
DELISTED
Gaming Partners International Corporation
GPIC
– –
-3,293
Closed -$27K
NAVB
10858
PUT
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
– –
-3,415
Closed -$181K
CBK
10859
DELISTED
Christopher & Banks Corporation
CBK
– –
-5,423
Closed -$36.5K
BDD
10860
DELISTED
DB Base Metals Double Long Exchange Traded Notes due June 1, 2038
BDD
– –
-272
Closed -$2K
DDE
10861
DELISTED
Dover Downs Gaming & Entertain
DDE
– –
-1,806
Closed -$2K
GZT
10862
PUT
DELISTED
Gazit-globe Ltd
GZT
– –
-7,400
Closed -$99K
ITG
10863
DELISTED
Investment Technology Group Inc
ITG
– –
-1,285
Closed -$20K
ITG
10864
PUT
DELISTED
Investment Technology Group Inc
ITG
– –
-600
Closed -$9K
TAHO
10865
CALL
DELISTED
Tahoe Resources Inc
TAHO
– –
-300
Closed -$5K
ATHN
10866
DELISTED
Athenahealth, Inc.
ATHN
– –
-2,990
Closed -$384K
EMITF
10867
DELISTED
Elbit Imaging Ltd
EMITF
$0 ﹤0.01%
1
-15
-94% -$965
ESIO
10868
CALL
DELISTED
Electro Scientific Industries
ESIO
– –
-100
Closed -$1K
ESIO
10869
PUT
DELISTED
Electro Scientific Industries
ESIO
– –
-2,000
Closed -$23K
TSRO
10870
DELISTED
TESARO, Inc.
TSRO
– –
-1,204
Closed -$47K
MMV
10871
DELISTED
Eaton Vance Massachusetts Municipal Income Trust
MMV
– –
-1,768
Closed -$23K
HQCL
10872
PUT
DELISTED
Hanwha Q CELLS Co., Ltd.
HQCL
– –
-510
Closed -$23K
STBZ
10873
DELISTED
State Bank Financial Corporation. Common Stock
STBZ
– –
-1,080
Closed -$17K
DWCH
10874
DELISTED
Datawatch Corp
DWCH
– –
-59
Closed -$2K
SONC
10875
CALL
DELISTED
Sonic Corp
SONC
– –
-700
Closed -$12K
433 434
435
436 437

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.