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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSN
10851
DELISTED
Ossen Innovation Co., Ltd.
OSN
– –
-627
Closed -$1K
QLGC
10852
PUT
DELISTED
QLOGIC CORP
QLGC
– –
-12,900
Closed -$123K
FNFG
10853
PUT
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
– –
-5,700
Closed -$57K
MFLX
10854
CALL
DELISTED
MULTI-FINELINE ELECTRONIX INC
MFLX
– –
-200
Closed -$3K
NKA
10855
PUT
DELISTED
NISKA GAS STORAGE PARTNERS LLC UNIT LTD LIABILITY CO INTS
NKA
– –
-1,400
Closed -$21K
UNTD
10856
PUT
DELISTED
UNITED ONLINE INC COM NEW
UNTD
– –
-143
Closed -$8K
CSCD
10857
DELISTED
CASCADE MICROTECH, INC.
CSCD
– –
-500
Closed -$3K
CVC
10858
PUT
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
– –
-5,500
Closed -$93K
ALXA
10859
PUT
DELISTED
Alexza Pharmaceuticals Inc
ALXA
– –
-500
Closed -$2K
CSMA
10860
DELISTED
CREDIT SUISSE X-LINKS MERGER ARBITRAGE ETNS DUE 10/6/2020
CSMA
– –
-282
Closed -$6K
TXTR
10861
DELISTED
TEXTURA CORPORATION COM
TXTR
– –
-726
Closed -$19K
SGL
10862
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$0 ﹤0.01%
15
-3,269
-100% -$29.9K
HFFC
10863
DELISTED
H F FINL CORP
HFFC
– –
-986
Closed -$13K
VSCP
10864
DELISTED
VIRTUALSCOPICS INC COM NEW
VSCP
– –
-2,680
Closed -$10K
RSXJ
10865
DELISTED
VanEck Russia Small-Cap ETF
RSXJ
– –
-359
Closed -$14K
THHY
10866
DELISTED
VanEck Vectors Treasury-Hedged High Yield Bond ETF
THHY
– –
-306
Closed -$8K
MES
10867
DELISTED
VANECK VECTORS GULF STATES INDEX ETF
MES
– –
-20,500
Closed -$500K
PBM
10868
DELISTED
PACIFIC BOOKER MINERALS INC.
PBM
– –
-661
Closed -$2K
ARO
10869
DELISTED
Aeropostale Inc
ARO
$0 ﹤0.01%
36
-31,933
-100% -$379K
ORIG
10870
PUT
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
– –
-2
Closed -$345K
JAH
10871
PUT
DELISTED
JARDEN CORPORATION
JAH
– –
-300
Closed -$9K
MCOX
10872
DELISTED
MECOX LANE LTD SPONS ADR REPSTG 35 ORD
MCOX
– –
-2,741
Closed -$6K
PSUN
10873
DELISTED
PACIFIC SUNWEAR OF CAL. INC
PSUN
$0 ﹤0.01%
41
-6,753
-99% -$25K
BLT
10874
CALL
DELISTED
BLOUNT INTERNATIONAL (NEW)
BLT
– –
-200
Closed -$2K
MDGN.WS
10875
DELISTED
MEDGENICS INC WT PUR COM EXP 03/31/16
MDGN.WS
– –
-200
Closed –
433 434
435
436 437

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.