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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DS
10826
CALL
DELISTED
Drive Shack Inc.
DS
– –
-1,990
Closed -$10K
DS
10827
PUT
DELISTED
Drive Shack Inc.
DS
– –
-13,269
Closed -$69K
TEN
10828
CALL
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
– –
-400
Closed -$23K
PZN
10829
DELISTED
Pzena Investment Management, Inc. Class A
PZN
– –
-78
Closed -$1K
AMPE
10830
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
– –
-2
Closed -$4.73K
MANT
10831
CALL
DELISTED
Mantech International Corp
MANT
– –
-300
Closed -$9K
EEH
10832
DELISTED
ELEMENTS Linked to the SPECTRUM Large Cap U.S.Sector Momentum Index
EEH
– –
-440
Closed -$5K
GPL
10833
CALL
DELISTED
Great Panther Mining Limited
GPL
– –
-240
Closed -$2K
HNP
10834
CALL
DELISTED
Huaneng Power Intl, Inc.
HNP
– –
-500
Closed -$18K
PBIP
10835
DELISTED
Prudential Bancorp, Inc.
PBIP
– –
-3,785
Closed -$41K
BDR
10836
DELISTED
Blonder Tongue Laboratories Inc
BDR
$0 ﹤0.01%
+500
New +$483
CERN
10837
PUT
DELISTED
Cerner Corp
CERN
– –
-4,600
Closed -$256K
HSTO
10838
DELISTED
Histogen Inc. Common Stock
HSTO
– –
0
– –
ATRS
10839
DELISTED
Antares Pharma, Inc.
ATRS
– –
-5,650
Closed -$25.1K
EPAY
10840
CALL
DELISTED
Bottomline Technologies Inc
EPAY
– –
-300
Closed -$11K
ECOL
10841
CALL
DELISTED
US Ecology, Inc.
ECOL
– –
-700
Closed -$26K
ISBC
10842
CALL
DELISTED
Investors Bancorp, Inc.
ISBC
– –
-255
Closed -$3K
LBJ
10843
CALL
DELISTED
Direxion Daily Latin America Bull 2X Shares
LBJ
– –
-20
Closed -$35K
LBJ
10844
DELISTED
Direxion Daily Latin America Bull 2X Shares
LBJ
– –
0
– –
PCOM
10845
CALL
DELISTED
Points.com Inc. Common Shares
PCOM
– –
-200
Closed -$5K
ZIXI
10846
CALL
DELISTED
Zix Corporation
ZIXI
– –
-500
Closed -$2K
CVA
10847
CALL
DELISTED
Covanta Holding Corporation
CVA
– –
-800
Closed -$14K
SVBI
10848
DELISTED
Severn Bancorp Inc/MD
SVBI
– –
-624
Closed -$3K
RPAI
10849
CALL
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
– –
-1,000
Closed -$13K
NNA
10850
DELISTED
Navios Maritime Acquisition Corporation
NNA
– –
-520
Closed -$34K
432 433
434
435 436

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.