We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBKC
10826
CALL
DELISTED
IBERIABANK Corp
IBKC
– –
-300
Closed -$16K
GNC
10827
PUT
DELISTED
GNC Holdings, Inc.
GNC
– –
-3,600
Closed -$197K
AKRX
10828
CALL
DELISTED
Akorn Inc
AKRX
– –
-300
Closed -$6K
UNT
10829
CALL
DELISTED
UNIT Corporation
UNT
– –
-200
Closed -$9K
HECO
10830
DELISTED
Strategy Shares EcoLogical Strategy ETF
HECO
– –
-618
Closed -$20K
CYOU
10831
CALL
DELISTED
Changyou.com Limited American Depositary Share
CYOU
– –
-200
Closed -$7K
FLAG
10832
DELISTED
FLAG-Forensic Accounting Long-Short ETF
FLAG
– –
-1,939
Closed -$56K
OMN
10833
CALL
DELISTED
OMNOVA Solutions Inc.
OMN
– –
-1,600
Closed -$14K
OMN
10834
PUT
DELISTED
OMNOVA Solutions Inc.
OMN
– –
-1,200
Closed -$10K
FINU
10835
DELISTED
ProShares UltraPro Financial Select Sector
FINU
– –
-1,700
Closed -$40K
CPL
10836
PUT
DELISTED
CPFL Energia S.A.
CPL
– –
-212
Closed -$3K
ARQL
10837
CALL
DELISTED
Arqule Inc
ARQL
– –
-7,000
Closed -$16K
MDCO
10838
CALL
DELISTED
Medicines Co
MDCO
– –
-600
Closed -$20K
MDCO
10839
PUT
DELISTED
Medicines Co
MDCO
– –
-1,400
Closed -$47K
HOS
10840
PUT
DELISTED
Hornbeck Offshore Services, Inc.
HOS
– –
-200
Closed -$11K
FCSC
10841
DELISTED
Fibrocell Science Inc.
FCSC
– –
-55
Closed -$4K
DNBF
10842
DELISTED
DNB Financial Corp
DNBF
– –
-126
Closed -$3K
AREX
10843
DELISTED
Approach Resources Inc.
AREX
– –
-1,700
Closed -$41.7K
SHOS
10844
PUT
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
– –
-2,000
Closed -$64K
MAMS
10845
DELISTED
MAM Software Group Inc. New
MAMS
– –
-1,701
Closed -$7K
ISCA
10846
CALL
DELISTED
International Speedway Corp
ISCA
– –
-100
Closed -$3K
NCI
10847
CALL
DELISTED
Navigant Consulting, Inc.
NCI
– –
-300
Closed -$5K
PNTR
10848
DELISTED
Pointer Telocation Ltd.
PNTR
– –
-1,621
Closed -$9K
CNTF
10849
DELISTED
China TechFaith Wireless Communication Technology Ltd
CNTF
– –
-821
Closed -$6K
MBTF
10850
DELISTED
MBT Financial Corporation
MBTF
– –
-1,556
Closed -$6K
432 433
434
435 436

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.