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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRG
10826
DELISTED
Ignite Restaurant Group, Inc.
IRG
– –
-247
Closed -$5K
HAR
10827
PUT
DELISTED
Harman International Industries
HAR
– –
-7,200
Closed -$390K
CLBH
10828
DELISTED
Carolina Bank Holdings Inc
CLBH
– –
-723
Closed -$9K
HGG
10829
PUT
DELISTED
hhgregg Inc.
HGG
– –
-3,700
Closed -$59K
ELNK
10830
PUT
DELISTED
EarthLink Holdings Corp.
ELNK
– –
-100
Closed -$1K
TMH
10831
CALL
DELISTED
Team Health Holdings Inc
TMH
– –
-100
Closed -$4K
IL
10832
DELISTED
IntraLinks Holdings Inc.
IL
– –
-11
Closed -$96
EFUT
10833
DELISTED
eFuture Holding Inc. Ordinary Shares
EFUT
– –
-2,825
Closed -$7K
ACTS
10834
DELISTED
Actions Semiconductor Co
ACTS
– –
-1,094
Closed -$3K
ININ
10835
PUT
DELISTED
Interactive Intelligence Group, inc.
ININ
– –
-1,500
Closed -$77K
PIOI
10836
DELISTED
Active Power Inc
PIOI
– –
-54,200
Closed -$227K
FES
10837
DELISTED
Forbes Energy Services Ltd
FES
– –
-10,221
Closed -$41K
ACW
10838
CALL
DELISTED
Accuride Corp
ACW
– –
-1,000
Closed -$5K
ACW
10839
PUT
DELISTED
Accuride Corp
ACW
– –
-500
Closed -$3K
N
10840
CALL
DELISTED
Netsuite Inc
N
– –
-300
Closed -$28K
N
10841
PUT
DELISTED
Netsuite Inc
N
– –
-1,700
Closed -$156K
HNR
10842
DELISTED
Harvest Natural Resources
HNR
– –
-8,648
Closed -$157K
COB
10843
DELISTED
CommunityOne Bancorp
COB
$0 ﹤0.01%
23
-23
-50% -$204
TOF
10844
DELISTED
TOFUTTI BRANDS INC
TOF
– –
-5,392
Closed -$8K
INXX
10845
DELISTED
Columbia India Infrastructure ETF
INXX
– –
-16
Closed –
MGT
10846
DELISTED
MGT CAPITAL INVESTMENTS INC COM NEW (DE)
MGT
– –
-500
Closed -$3K
MFRM
10847
PUT
DELISTED
MATTRESS FIRM HLDG CORP COM STK (DE)
MFRM
– –
-500
Closed -$20K
FCLF
10848
DELISTED
FIRST CLOVER LEAF FINANCIAL CORP COM STK
FCLF
– –
-193
Closed -$2K
IGS
10849
DELISTED
PROSHARES TR SHORT INVT GRADE CORPORATE
IGS
– –
-976
Closed -$32K
UCD
10850
DELISTED
PROSHARES ULTRA BLOOMBERG COMMODITY
UCD
– –
-54
Closed -$4K
432 433
434
435 436

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.