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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGYP
10751
PUT
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
– –
-2,941
Closed -$13K
NXTM
10752
CALL
DELISTED
NxStage Medical Inc.
NXTM
– –
-100
Closed -$1K
WREI
10753
DELISTED
Invesco Wilshire US REIT ETF
WREI
– –
-1,240
Closed -$47K
VVC
10754
CALL
DELISTED
Vectren Corporation
VVC
– –
-1,500
Closed -$51K
VXZ
10755
PUT
DELISTED
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
– –
-250
Closed -$23K
NAUH
10756
DELISTED
National American University Holdings, Inc.
NAUH
– –
-6,470
Closed -$24K
FBR
10757
CALL
DELISTED
Fibria Celulose Sa
FBR
– –
-45,400
Closed -$503K
DTRM
10758
DELISTED
Determine, Inc. Common Stock
DTRM
– –
-529
Closed -$5K
ABCD
10759
DELISTED
Cambium Learning Group, Inc.
ABCD
– –
-1,002
Closed -$1K
SEII
10760
DELISTED
Sharing Economy International Inc. Common Stock (NV)
SEII
– –
-385
Closed -$8K
LHO
10761
CALL
DELISTED
LaSalle Hotel Properties
LHO
– –
-44,000
Closed -$1.09M
ASB.WS
10762
DELISTED
Associated Banc-Corp Warrants
ASB.WS
$0 ﹤0.01%
200
– –
ANCB
10763
DELISTED
Anchor Bancorp
ANCB
– –
-26
Closed –
KMG
10764
DELISTED
KMG Chemicals Inc
KMG
– –
-721
Closed -$15K
PRSS
10765
DELISTED
CafePress Inc.
PRSS
– –
-981
Closed -$6K
TCF.WS
10766
DELISTED
TCF Financial Corporation
TCF.WS
$0 ﹤0.01%
+200
New +$513
STI.WS.B
10767
DELISTED
Suntrust Banks Inc
STI.WS.B
– –
-2,527
Closed -$8K
WSCI
10768
DELISTED
WSI Industries Inc
WSCI
– –
-2,055
Closed -$11K
ANW
10769
PUT
DELISTED
Aegean Marine Petroleum Network
ANW
– –
-200
Closed -$2K
EDGW
10770
DELISTED
Edgewater Technology Inc
EDGW
– –
-502
Closed -$2K
PNK
10771
PUT
DELISTED
Pinnacle Entertainment Inc.
PNK
– –
-100
Closed -$2K
GPT
10772
CALL
DELISTED
Gramercy Property Trust
GPT
– –
-8,300
Closed -$112K
PHH
10773
PUT
DELISTED
PHH Corporation
PHH
– –
-3,000
Closed -$61K
AVHI
10774
DELISTED
A V Homes, Inc.
AVHI
– –
-1,218
Closed -$22K
XCRA
10775
DELISTED
Xcerra Corporation
XCRA
$0 ﹤0.01%
60
– –
429 430
431
432 433

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.