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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPWR
1051
CALL
DELISTED
SunPower Corporation Common Stock
SPWR
$13.6M 0.01%
694,938
+584,078
+527% +$11.7M
M icon
1052
PUT
Macy's
M
$6.15B
$13.5M 0.01%
253,200
+150,200
+146% +$7.28M
PHM icon
1053
CALL
Pultegroup
PHM
$24.5B
$13.5M 0.01%
663,700
+238,900
+56% +$4.24M
PWR icon
1054
Quanta Services
PWR
$93.9B
$13.5M 0.01%
426,839
-31,503
-7% -$926K
JQC icon
1055
Nuveen Credit Strategies Income Fund
JQC
$702M
$13.4M 0.01%
1,380,891
+60,631
+5% +$570K
DBEF icon
1056
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
$13.4M 0.01%
489,798
+274,909
+128% +$7.27M
CHL
1057
DELISTED
China Mobile Limited
CHL
$13.4M 0.01%
256,791
+14,589
+6% +$776K
GE icon
1058
CALL
GE Aerospace
GE
$367B
$13.4M 0.01%
99,907
-1,899
-2% -$239K
EPP icon
1059
iShares MSCI Pacific ex Japan ETF
EPP
$2.18B
$13.4M 0.01%
287,032
-22,185
-7% -$1.07M
AMGN icon
1060
PUT
Amgen
AMGN
$203B
$13.3M 0.01%
117,000
+15,900
+16% +$1.81M
CLF icon
1061
CALL
Cleveland-Cliffs
CLF
$6.81B
$13.3M 0.01%
508,600
+261,400
+106% +$6.45M
BPO
1062
DELISTED
BROOKFIELD OFFICE PROPERTIES. INC
BPO
$13.3M 0.01%
688,577
+576,414
+514% +$11M
ENB icon
1063
Enbridge
ENB
$124B
$13.2M 0.01%
301,546
-10,430
-3% -$440K
TWC
1064
PUT
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$13.1M 0.01%
97,000
+39,200
+68% +$4.87M
MO icon
1065
CALL
Altria Group
MO
$122B
$13.1M 0.01%
341,600
+148,000
+76% +$5.46M
VPU
1066
Vanguard Utilities ETF
VPU
$8.83B
$13.1M 0.01%
157,057
-21,011
-12% -$1.76M
NS
1067
CALL
DELISTED
NuStar Energy L.P.
NS
$13.1M 0.01%
256,200
-60,400
-19% -$2.8M
BKCC
1068
DELISTED
BlackRock Capital Investment Corporation
BKCC
$13M 0.01%
1,396,747
+89,605
+7% +$853K
ETG
1069
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.74B
$13M 0.01%
769,100
+15,888
+2% +$256K
FLS icon
1070
Flowserve
FLS
$9.25B
$13M 0.01%
165,231
-631
-0.4% -$43.7K
CTSH icon
1071
PUT
Cognizant
CTSH
$21.5B
$13M 0.01%
256,800
-5,400
-2% -$246K
CVX icon
1072
CALL
Chevron
CVX
$388B
$13M 0.01%
103,700
-69,000
-40% -$8.34M
IYJ icon
1073
iShares US Industrials ETF
IYJ
$1.98B
$12.9M 0.01%
255,296
+62,790
+33% +$3M
STJ
1074
DELISTED
St Jude Medical
STJ
$12.9M 0.01%
208,748
-25,600
-11% -$1.48M
RCL icon
1075
Royal Caribbean
RCL
$78.7B
$12.9M 0.01%
272,663
+13,914
+5% +$590K
41 42
43
44 45

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.