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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YANG icon
10701
Direxion Daily FTSE China Bear 3X ETF
YANG
$86.8M
– –
-2
Closed -$22K
YCL icon
10702
ProShares Ultra Yen
YCL
$31.6M
– –
-379
Closed -$33K
ZEUS
10703
CALL
DELISTED
Olympic Steel
ZEUS
– –
-200
Closed -$6K
ZUMZ icon
10704
CALL
Zumiez
ZUMZ
$320M
– –
-7,300
Closed -$201K
PRKS icon
10705
CALL
United Parks & Resorts
PRKS
$2.11B
– –
-100
Closed -$3K
CPAY icon
10706
PUT
Corpay
CPAY
$24.2B
– –
-200
Closed -$22K
AIOT
10707
PowerFleet Inc
AIOT
$500M
– –
-2,037
Closed -$13K
ORKA
10708
Oruka Therapeutics
ORKA
$5.56B
– –
0
– –
GPUS
10709
Hyperscale Data Inc
GPUS
$57.8M
– –
0
– -$1K
AIFU
10710
PUT
AIFU Inc
AIFU
$201M
– –
-125
Closed -$262K
GRCE
10711
Grace Therapeutics
GRCE
$37.9M
– –
-5
Closed -$5K
NPKI
10712
PUT
NPK International
NPKI
$1.21B
– –
-500
Closed -$6K
PRSU
10713
CALL
Pursuit Attractions and Hospitality Inc
PRSU
$1.43B
– –
-117
Closed -$2K
RDGT
10714
Ridgetech Inc
RDGT
$1.12M
– –
0
– –
BECN
10715
CALL
DELISTED
Beacon Roofing Supply, Inc.
BECN
– –
-200
Closed -$7K
LGTY
10716
CALL
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
– –
-300
Closed -$3K
CDMO
10717
PUT
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
– –
-71
Closed -$1K
AE
10718
DELISTED
Adams Resources & Energy Inc
AE
$0 ﹤0.01%
5
-493
-99% -$27.8K
ROOF
10719
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
– –
-1,179
Closed -$28K
BYU
10720
DELISTED
BAIYU Holdings, Inc. Common Stock
BYU
– –
-2
Closed -$20K
SRCL
10721
CALL
DELISTED
Stericycle Inc
SRCL
– –
-5,700
Closed -$658K
HMNF
10722
DELISTED
HMN Financial Inc
HMNF
– –
-77
Closed -$1K
VGR
10723
CALL
DELISTED
Vector Group Ltd.
VGR
– –
-1,890
Closed -$16K
VGR
10724
PUT
DELISTED
Vector Group Ltd.
VGR
– –
-1,890
Closed -$16K
EGIO
10725
PUT
DELISTED
Edgio, Inc. Common Stock
EGIO
– –
-63
Closed -$5K
427 428
429
430 431

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.