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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIFI
10701
CALL
DELISTED
Boingo Wireless, Inc.
WIFI
– –
-100
Closed -$1K
CUB
10702
PUT
DELISTED
Cubic Corporation
CUB
– –
-1,000
Closed -$48K
FFG
10703
DELISTED
FBL Financial Group
FFG
– –
-113
Closed -$5K
AEGN
10704
CALL
DELISTED
Aegion Corp
AEGN
– –
-400
Closed -$9K
FLIR
10705
CALL
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
– –
-3,800
Closed -$102K
VAR
10706
CALL
DELISTED
Varian Medical Systems, Inc.
VAR
– –
-228
Closed -$13K
SMTX
10707
DELISTED
SMTC Corporation
SMTX
$0 ﹤0.01%
+98
New +$187
HMSY
10708
CALL
DELISTED
HMS Holdings Corp.
HMSY
– –
-200
Closed -$5K
SYNC
10709
CALL
DELISTED
Synacor, Inc.
SYNC
– –
-500
Closed -$2K
PRGX
10710
DELISTED
PRGX Global, Inc.
PRGX
$0 ﹤0.01%
30
– –
UCI
10711
DELISTED
E-TRACS UBS Bloomberg CMCI ETN
UCI
– –
-2,060
Closed -$41K
CBL
10712
PUT
DELISTED
CBL& Associates Properties, Inc.
CBL
– –
-800
Closed -$17K
AXAS
10713
PUT
DELISTED
Abraxas Petroleum Corp
AXAS
– –
-65
Closed -$3K
ASFI
10714
DELISTED
Asta Funding Inc
ASFI
– –
-9,615
Closed -$83K
ZN
10715
PUT
DELISTED
Zion Oil & Gas, Inc.
ZN
– –
-5,000
Closed -$11K
LOGM
10716
CALL
DELISTED
LogMein, Inc.
LOGM
– –
-500
Closed -$12K
GSB
10717
DELISTED
GlobalSCAPE, Inc.
GSB
$0 ﹤0.01%
200
– –
DTUS
10718
DELISTED
iPath US Treasury 2-year Bear ETN
DTUS
– –
-5
Closed –
DGLD
10719
DELISTED
VelocitySharesTM 3x Inverse Gold ETN linked to the S&P GSCI Gold Index ER
DGLD
– –
-1,447
Closed -$129K
AXE
10720
PUT
DELISTED
Anixter International Inc
AXE
– –
-500
Closed -$38K
SSI
10721
DELISTED
Stage Stores Inc
SSI
– –
-2,215
Closed -$52K
DLBS
10722
DELISTED
iPath US Treasury Long Bond Bear ETN
DLBS
– –
-1,978
Closed -$67K
CSS
10723
DELISTED
CSS Industries, Inc.
CSS
– –
-1,382
Closed -$34K
MPVD
10724
DELISTED
Mountain Province Diamonds Inc.
MPVD
– –
-1,230
Closed -$6K
CPL
10725
CALL
DELISTED
CPFL Energia S.A.
CPL
– –
-952
Closed -$16K
427 428
429
430 431

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.