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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VATE icon
10676
INNOVATE Corp
VATE
$114M
– –
-97
Closed -$3K
VGT icon
10677
PUT
Vanguard Information Technology ETF
VGT
$139B
– –
-800
Closed -$8K
VICR icon
10678
CALL
Vicor
VICR
$9.62B
– –
-1,000
Closed -$8K
VIRC icon
10679
Virco
VIRC
$94.4M
– –
-3,251
Closed -$7K
VIXM icon
10680
CALL
ProShares VIX Mid-Term Futures ETF
VIXM
$40M
– –
-50
Closed -$5K
VLY icon
10681
CALL
Valley National Bancorp
VLY
$7.93B
– –
-3,100
Closed -$31K
VOYA icon
10682
PUT
Voya Financial
VOYA
$8.94B
– –
-202,700
Closed -$5.92M
VRA icon
10683
PUT
Vera Bradley
VRA
$105M
– –
-23,000
Closed -$472K
VRSK icon
10684
CALL
Verisk Analytics
VRSK
$26.4B
– –
-500
Closed -$32K
VRSN icon
10685
PUT
VeriSign
VRSN
$25.3B
– –
-300
Closed -$15K
VSAT icon
10686
CALL
Viasat
VSAT
$9.79B
– –
-300
Closed -$19K
WAL icon
10687
PUT
Western Alliance Bancorporation
WAL
$9.07B
– –
-600
Closed -$11K
WCC
10688
PUT
WESCO International
WCC
$16.2B
– –
-100
Closed -$8K
WEAT icon
10689
Teucrium Wheat Fund
WEAT
$314M
– –
-169
Closed -$14K
WIT icon
10690
PUT
Wipro
WIT
$18.5B
– –
-2,667
Closed -$5K
WPP icon
10691
CALL
WPP
WPP
$4.04B
– –
-100
Closed -$10K
WSO icon
10692
CALL
Watsco Inc
WSO
$14.9B
– –
-100
Closed -$9K
WTBA icon
10693
West Bancorporation
WTBA
$464M
– –
-1,062
Closed -$15K
WTI icon
10694
CALL
W&T Offshore
WTI
$545M
– –
-4,400
Closed -$78K
WTI icon
10695
W&T Offshore
WTI
$545M
– –
-147
Closed -$3K
WTI icon
10696
PUT
W&T Offshore
WTI
$545M
– –
-3,800
Closed -$67K
WTW icon
10697
CALL
Willis Towers Watson
WTW
$27.9B
– –
-38
Closed -$4K
WWR icon
10698
CALL
Westwater Resources
WWR
$51M
– –
-1
Closed -$1K
XTL icon
10699
State Street SPDR S&P Telecom ETF
XTL
$581M
– –
-2,616
Closed -$136K
XTLB
10700
XTL Biopharmaceuticals
XTLB
$7.22M
– –
-20
Closed -$2K
426 427
428
429 430

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.