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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POLY
10676
PUT
DELISTED
Plantronics, Inc.
POLY
– –
-200
Closed -$9K
ACC
10677
PUT
DELISTED
American Campus Communities, Inc.
ACC
– –
-200
Closed -$8K
EEH
10678
DELISTED
ELEMENTS Linked to the SPECTRUM Large Cap U.S.Sector Momentum Index
EEH
– –
-297
Closed -$4K
NPTN
10679
DELISTED
NEOPHOTONICS CORP
NPTN
– –
-1,573
Closed -$12.2K
NP
10680
CALL
DELISTED
Neenah, Inc. Common Stock
NP
– –
-200
Closed -$6K
BDR
10681
DELISTED
Blonder Tongue Laboratories Inc
BDR
– –
-1,434
Closed -$2K
IRCP
10682
DELISTED
IRSA Propiedades Comerciales S.A.
IRCP
– –
-722
Closed -$3K
ATRS
10683
DELISTED
Antares Pharma, Inc.
ATRS
– –
-55,837
Closed -$244K
ESBK
10684
DELISTED
Elmira Savings Bank Elmira NY
ESBK
– –
-1,377
Closed -$26K
ECOL
10685
PUT
DELISTED
US Ecology, Inc.
ECOL
– –
-100
Closed -$3K
FOE
10686
CALL
DELISTED
Ferro Corporation
FOE
– –
-25,100
Closed -$174K
DISCK
10687
CALL
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
– –
-600
Closed -$21K
CONE
10688
CALL
DELISTED
CyrusOne Inc Common Stock
CONE
– –
-2,400
Closed -$50K
CONE
10689
DELISTED
CyrusOne Inc Common Stock
CONE
– –
-20,155
Closed -$418K
GTS
10690
DELISTED
Triple-S Management Corporation
GTS
– –
-130
Closed -$3K
HMG
10691
DELISTED
HMG / Courtland Properties Inc
HMG
– –
-175
Closed -$3K
DVD
10692
DELISTED
Dover Motorsports
DVD
– –
-1,019
Closed -$2K
HRC
10693
CALL
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
– –
-200
Closed -$7K
CVA
10694
CALL
DELISTED
Covanta Holding Corporation
CVA
– –
-5,400
Closed -$108K
LORL
10695
CALL
DELISTED
Loral Space and Communications, Inc.
LORL
– –
-3,200
Closed -$192K
SVBI
10696
DELISTED
Severn Bancorp Inc/MD
SVBI
– –
-350
Closed -$2K
CSOD
10697
CALL
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-1,200
Closed -$52K
XEC
10698
CALL
DELISTED
CIMAREX ENERGY CO
XEC
– –
-400
Closed -$26K
PFBI
10699
DELISTED
Premier Financial Bancorp
PFBI
– –
-43
Closed –
WRI
10700
CALL
DELISTED
Weingarten Realty Investors
WRI
– –
-100
Closed -$3K
426 427
428
429 430

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.