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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USNA icon
10601
CALL
Usana Health Sciences
USNA
$412M
– –
-800
Closed -$29K
UTMD icon
10602
Utah Medical Products
UTMD
$220M
– –
-529
Closed -$29K
UUU icon
10603
Universal Safety Products Inc
UUU
$9.54M
– –
-427
Closed -$2K
UVV icon
10604
CALL
Universal Corp
UVV
$1.34B
– –
-300
Closed -$17K
UVSP icon
10605
Univest Financial
UVSP
$1.23B
– –
-779
Closed -$15K
UYM icon
10606
ProShares Ultra Materials
UYM
$38.8M
– –
-7,124
Closed -$70K
VALU icon
10607
Value Line
VALU
$352M
– –
-1,451
Closed -$12K
VCEL icon
10608
CALL
Vericel Corp
VCEL
$2.31B
– –
-175
Closed -$1K
VCEL icon
10609
Vericel Corp
VCEL
$2.31B
$0 ﹤0.01%
13
+7
+117% +$50
VEGA icon
10610
AdvisorShares STAR Global Buy-Write ETF
VEGA
$88.5M
– –
-1,765
Closed -$42K
VGZ icon
10611
Vista Gold
VGZ
$253M
$0 ﹤0.01%
145
-62,202
-100% -$51.1K
VIXY icon
10612
PUT
ProShares VIX Short-Term Futures ETF
VIXY
$209M
– –
-2
Closed -$134K
WAT icon
10613
CALL
Waters Corp
WAT
$36.4B
– –
-400
Closed -$40K
WGO icon
10614
PUT
Winnebago Industries
WGO
$879M
– –
-1,600
Closed -$34K
WINA icon
10615
Winmark
WINA
$1.23B
– –
-145
Closed -$9K
WKC icon
10616
CALL
World Kinect Corp
WKC
$2.04B
– –
-600
Closed -$24K
WLK icon
10617
CALL
Westlake Corp
WLK
$9.27B
– –
-400
Closed -$19K
WNC icon
10618
CALL
Wabash National
WNC
$538M
– –
-2,600
Closed -$26K
WTRG icon
10619
PUT
Essential Utilities
WTRG
$11.2B
– –
-1,625
Closed -$41K
XPL icon
10620
Solitario Resources
XPL
$67.8M
$0 ﹤0.01%
494
-2,441
-83% -$2.29K
YCS icon
10621
ProShares UltraShort Yen
YCS
$31.6M
– –
-86,684
Closed -$1.37M
YHGJ icon
10622
Yunhong Green CTI Ltd
YHGJ
$8.06M
– –
-94
Closed -$5K
ZD icon
10623
CALL
Ziff Davis
ZD
$1.93B
– –
-230
Closed -$8K
PRKS icon
10624
PUT
United Parks & Resorts
PRKS
$2.12B
– –
-100
Closed -$4K
TEN
10625
CALL
Tsakos Energy Navigation Ltd
TEN
$1.18B
– –
-60
Closed -$1K
423 424
425
426 427

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.