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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDWR icon
10576
CALL
Radware
RDWR
$1.24B
– –
-2,000
Closed -$28K
RDWR icon
10577
PUT
Radware
RDWR
$1.24B
– –
-46,400
Closed -$647K
RDY icon
10578
CALL
Dr. Reddy's Laboratories
RDY
$9.82B
– –
-500
Closed -$4K
RETL icon
10579
Direxion Daily Retail Bull 3X ETF
RETL
$29.9M
– –
-14,100
Closed -$69K
RFIL icon
10580
RF Industries
RFIL
$135M
– –
-122
Closed -$1K
RGS icon
10581
CALL
Regis Corp
RGS
$69.9M
– –
-200
Closed -$59K
RGS icon
10582
Regis Corp
RGS
$69.9M
– –
-82
Closed -$24K
RH icon
10583
CALL
RH
RH
$3.3B
– –
-400
Closed -$25K
RH icon
10584
PUT
RH
RH
$3.3B
– –
-300
Closed -$19K
RHP icon
10585
PUT
Ryman Hospitality Properties
RHP
$8.4B
– –
-200
Closed -$7K
RIGL icon
10586
CALL
Rigel Pharmaceuticals
RIGL
$680M
– –
-200
Closed -$7K
RITM icon
10587
PUT
Rithm Capital
RITM
$5.09B
– –
-250
Closed -$3K
RJF icon
10588
PUT
Raymond James Financial
RJF
$32.5B
– –
-3,000
Closed -$83K
RMD icon
10589
CALL
ResMed
RMD
$28.3B
– –
-30,300
Closed -$1.6M
ROK icon
10590
PUT
Rockwell Automation
ROK
$51.4B
– –
-100
Closed -$11K
ROP icon
10591
PUT
Roper Technologies
ROP
$36.3B
– –
-300
Closed -$40K
RRGB icon
10592
CALL
Red Robin
RRGB
$134M
– –
-1,200
Closed -$85K
RTC
10593
DELISTED
Baijiayun Group
RTC
– –
-118
Closed -$3K
RTH icon
10594
CALL
VanEck Retail ETF
RTH
$248M
– –
-500
Closed -$28K
RVNU icon
10595
Xtrackers Municipal Infrastructure Revenue Bond ETF
RVNU
$143M
– –
-640
Closed -$15K
RVP icon
10596
Retractable Technologies
RVP
$20.4M
– –
-2,210
Closed -$7K
RWT
10597
PUT
Redwood Trust
RWT
$616M
– –
-500
Closed -$10K
FLNA
10598
CALL
Filana Therapeutics
FLNA
$43M
– –
-700
Closed -$13K
FLNA
10599
PUT
Filana Therapeutics
FLNA
$43M
– –
-329
Closed -$6K
SCHR
10600
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.2B
– –
-3,128
Closed -$83K
422 423
424
425 426

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.