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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTN icon
10526
PUT
Vail Resorts
MTN
$5.19B
– –
-500
Closed -$38K
MTRN icon
10527
CALL
Materion
MTRN
$5.01B
– –
-300
Closed -$9K
MUFG icon
10528
CALL
Mitsubishi UFJ Financial
MUFG
$258B
– –
-2,000
Closed -$13K
MWA icon
10529
CALL
Mueller Water Products
MWA
$3.92B
– –
-4,800
Closed -$45K
MXL icon
10530
MaxLinear
MXL
$6.49B
– –
-1,005
Closed -$10K
MYY icon
10531
ProShares Short MidCap400
MYY
$2.96M
– –
-42
Closed -$3K
MZZ icon
10532
ProShares UltraShort MidCap400
MZZ
$2.47M
– –
-23
Closed -$4.83K
NAK
10533
CALL
Northern Dynasty Minerals
NAK
$885M
– –
-600
Closed -$1K
NCMI icon
10534
CALL
National CineMedia
NCMI
$354M
– –
-120
Closed -$24K
NDAQ icon
10535
PUT
Nasdaq
NDAQ
$51.5B
– –
-51,600
Closed -$685K
NEON icon
10536
Neonode
NEON
$13M
$0 ﹤0.01%
5
-83
-94% -$5.32K
NEON icon
10537
PUT
Neonode
NEON
$13M
– –
-50
Closed -$3K
NFG icon
10538
CALL
National Fuel Gas
NFG
$7.84B
– –
-1,400
Closed -$100K
NICE icon
10539
PUT
Nice
NICE
$5.29B
– –
-400
Closed -$16K
NMFC icon
10540
CALL
New Mountain Finance
NMFC
$646M
– –
-1,000
Closed -$15K
NMR icon
10541
CALL
Nomura Holdings
NMR
$28.7B
– –
-400
Closed -$3K
NRP icon
10542
PUT
Natural Resource Partners
NRP
$1.3B
– –
-1,100
Closed -$219K
NSSC icon
10543
Napco Security Technologies
NSSC
$1.28B
– –
-466
Closed -$1K
NTRS icon
10544
CALL
Northern Trust
NTRS
$22.2B
– –
-3,500
Closed -$217K
NTWK icon
10545
CALL
NetSol Technologies
NTWK
$51.7M
– –
-500
Closed -$3K
NUWE icon
10546
PUT
Nuwellis
NUWE
$189K
– –
0
– -$8K
NWL icon
10547
PUT
Newell Brands
NWL
$2.16B
– –
-100
Closed -$3K
NXST icon
10548
PUT
Nexstar Media Group
NXST
$5.6B
– –
-3,100
Closed -$173K
NYT icon
10549
CALL
New York Times
NYT
$11.6B
– –
-1,000
Closed -$16K
O icon
10550
PUT
Realty Income
O
$61.2B
– –
-3,509
Closed -$127K
420 421
422
423 424

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.