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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSGS icon
10501
CALL
Madison Square Garden
MSGS
$9.54B
– –
-2,524
Closed -$105K
MSGS icon
10502
PUT
Madison Square Garden
MSGS
$9.54B
– –
-3,505
Closed -$145K
MSN icon
10503
Emerson Radio
MSN
$7.86M
– –
-1,404
Closed -$3K
MTD icon
10504
PUT
Mettler-Toledo International
MTD
$26.8B
– –
-100
Closed -$24K
MTH icon
10505
CALL
Meritage Homes
MTH
$4.87B
– –
-291,800
Closed -$6.27M
MUFG icon
10506
PUT
Mitsubishi UFJ Financial
MUFG
$258B
– –
-6,300
Closed -$40K
MVV icon
10507
ProShares Ultra MidCap400
MVV
$155M
– –
-11,028
Closed -$200K
MWA icon
10508
PUT
Mueller Water Products
MWA
$3.92B
– –
-700
Closed -$6K
MX icon
10509
PUT
Magnachip Semiconductor
MX
$128M
– –
-1,500
Closed -$32K
MXC icon
10510
Mexco Energy
MXC
$18.7M
– –
-1,296
Closed -$8K
MYE icon
10511
CALL
Myers Industries
MYE
$1.18B
– –
-300
Closed -$6K
MYRG icon
10512
PUT
MYR Group
MYRG
$5.9B
– –
-200
Closed -$5K
NAII icon
10513
Natural Alternatives International
NAII
$15.1M
– –
-610
Closed -$4K
NBIX icon
10514
PUT
Neurocrine Biosciences
NBIX
$17.7B
– –
-6,200
Closed -$70K
NDSN icon
10515
CALL
Nordson
NDSN
$16.5B
– –
-100
Closed -$7K
NG icon
10516
PUT
NovaGold Resources
NG
$2.6B
– –
-8,800
Closed -$20K
NGVC icon
10517
CALL
Vitamin Cottage Natural Grocers
NGVC
$691M
– –
-1,400
Closed -$56K
NNN icon
10518
PUT
NNN REIT
NNN
$9.39B
– –
-200
Closed -$6K
NOAH
10519
PUT
Noah Holdings
NOAH
$588M
– –
-100
Closed -$2K
NOG icon
10520
PUT
Northern Oil and Gas
NOG
$2.3B
– –
-1,270
Closed -$183K
NOTV
10521
DELISTED
Inotiv
NOTV
– –
-3,673
Closed -$5K
NRG icon
10522
PUT
NRG Energy
NRG
$29.8B
– –
-2,400
Closed -$66K
NSIT icon
10523
CALL
Insight Enterprises
NSIT
$3.55B
– –
-100
Closed -$2K
NSYS icon
10524
Nortech Systems
NSYS
$39.8M
– –
-893
Closed -$4K
NTGR icon
10525
CALL
NETGEAR
NTGR
$669M
– –
-100
Closed -$3K
419 420
421
422 423

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.