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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QNST icon
10501
PUT
QuinStreet
QNST
$893M
– –
-400
Closed -$3K
QUIK icon
10502
PUT
QuickLogic
QUIK
$228M
– –
-586
Closed -$18K
RCI icon
10503
CALL
Rogers Communications
RCI
$17.7B
– –
-300
Closed -$12K
RCMT icon
10504
RCM Technologies
RCMT
$198M
– –
-442
Closed -$2K
RCON icon
10505
Recon Technology
RCON
$43.4M
– –
-29
Closed -$5K
RDCM icon
10506
Radcom
RDCM
$222M
– –
-524
Closed -$2K
RDNT icon
10507
CALL
RadNet
RDNT
$4.84B
– –
-400
Closed -$1K
RELL icon
10508
Richardson Electronics
RELL
$269M
– –
-2,080
Closed -$24K
REMX icon
10509
CALL
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.03B
– –
-158
Closed -$18K
REMX icon
10510
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.03B
– –
-68
Closed -$8K
RES icon
10511
PUT
RPC Inc
RES
$1.21B
– –
-3,500
Closed -$48K
REW icon
10512
Proshares UltraShort Technology
REW
$3.53M
– –
0
– -$7K
RHI icon
10513
PUT
Robert Half
RHI
$4.07B
– –
-500
Closed -$17K
RHP icon
10514
CALL
Ryman Hospitality Properties
RHP
$8.52B
– –
-100
Closed -$4K
RIGL icon
10515
Rigel Pharmaceuticals
RIGL
$692M
– –
-2,213
Closed -$80.8K
RIOT icon
10516
Riot Platforms
RIOT
$8.31B
$0 ﹤0.01%
3
-3,475
-100% -$42.3K
RLJ icon
10517
CALL
RLJ Lodging Trust
RLJ
$1.9B
– –
-14,100
Closed -$317K
RMCF icon
10518
Rocky Mountain Chocolate Factory
RMCF
$8.03M
– –
-666
Closed -$8K
ROL icon
10519
CALL
Rollins
ROL
$18.8B
– –
-7,425
Closed -$57K
ROP icon
10520
CALL
Roper Technologies
ROP
$37.1B
– –
-100
Closed -$12K
RPM icon
10521
CALL
RPM International
RPM
$13.8B
– –
-700
Closed -$22K
RS icon
10522
CALL
Reliance Steel & Aluminium
RS
$20.6B
– –
-300
Closed -$20K
RS icon
10523
PUT
Reliance Steel & Aluminium
RS
$20.6B
– –
-200
Closed -$13K
RWM icon
10524
CALL
ProShares Short Russell2000
RWM
$132M
– –
-1,275
Closed -$105K
RYN icon
10525
PUT
Rayonier
RYN
$6.52B
– –
-2,214
Closed -$83K
419 420
421
422 423

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.