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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBL
1026
DoubleLine Opportunistic Credit Fund
DBL
$278M
$11.5M 0.01%
500,468
-280,411
-36% -$6.53M
SIRI icon
1027
SiriusXM
SIRI
$10B
$11.4M 0.01%
295,084
+33,830
+13% +$1.26M
HLF icon
1028
Herbalife
HLF
$1.23B
$11.4M 0.01%
326,340
+8,232
+3% +$255K
WPZ
1029
CALL
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$11.4M 0.01%
228,439
+27,599
+14% +$1.32M
TXN icon
1030
PUT
Texas Instruments
TXN
$255B
$11.4M 0.01%
282,200
+256,700
+1,007% +$9.97M
BLW icon
1031
BlackRock Limited Duration Income Trust
BLW
$491M
$11.4M 0.01%
669,511
+142,100
+27% +$2.4M
NUV icon
1032
Nuveen Municipal Value Fund
NUV
$1.91B
$11.3M 0.01%
1,241,173
+393,990
+47% +$3.59M
AMGN icon
1033
PUT
Amgen
AMGN
$203B
$11.3M 0.01%
101,100
-34,400
-25% -$3.73M
GGME icon
1034
Invesco Next Gen Media and Gaming ETF
GGME
$44M
$11.3M 0.01%
486,011
+156,260
+47% +$3.5M
ITM icon
1035
VanEck Intermediate Muni ETF
ITM
$2.14B
$11.3M 0.01%
253,205
-44,557
-15% -$1.95M
FXE icon
1036
PUT
Invesco CurrencyShares Euro Currency Trust
FXE
$331M
$11.3M 0.01%
84,300
-40,700
-33% -$5.34M
VAR
1037
DELISTED
Varian Medical Systems, Inc.
VAR
$11.3M 0.01%
172,167
+25,969
+18% +$1.64M
EWP icon
1038
iShares MSCI Spain ETF
EWP
$1.98B
$11.3M 0.01%
324,633
+8,774
+3% +$276K
ILF icon
1039
iShares Latin America 40 ETF
ILF
$3.77B
$11.2M 0.01%
293,693
-59,698
-17% -$2.19M
KGC icon
1040
Kinross Gold
KGC
$28.5B
$11.2M 0.01%
2,223,722
-1,128,543
-34% -$5.97M
IP icon
1041
PUT
International Paper
IP
$22.3B
$11.2M 0.01%
268,124
+36,728
+16% +$1.63M
UMC icon
1042
United Microelectronic
UMC
$48.9B
$11.2M 0.01%
5,441,538
+1,293,143
+31% +$2.7M
PDI icon
1043
PIMCO Dynamic Income Fund
PDI
$7.4B
$11.2M 0.01%
389,893
-175,208
-31% -$4.91M
BBWI icon
1044
Bath & Body Works
BBWI
$4.01B
$11.2M 0.01%
226,197
-27,733
-11% -$1.27M
VOD icon
1045
PUT
Vodafone
VOD
$34.9B
$11.2M 0.01%
311,369
+146,659
+89% +$4.64M
MSTR icon
1046
Strategy Inc
MSTR
$33.5B
$11.2M 0.01%
1,075,040
+247,990
+30% +$2.41M
MHFI
1047
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$11.1M 0.01%
169,797
+17,788
+12% +$1.08M
PLD icon
1048
Prologis
PLD
$138B
$11.1M 0.01%
295,978
+3,000
+1% +$113K
VALE icon
1049
PUT
Vale
VALE
$62.9B
$11.1M 0.01%
713,300
+208,100
+41% +$3.08M
VLO icon
1050
Valero Energy
VLO
$89.8B
$11.1M 0.01%
325,641
+68,029
+26% +$2.4M
40 41
42
43 44

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.