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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HLIT icon
10451
CALL
Harmonic Inc
HLIT
$1.21B
– –
-100
Closed -$1K
HR icon
10452
CALL
Healthcare Realty
HR
$7.42B
– –
-500
Closed -$10K
HRZN icon
10453
CALL
Horizon Technology Finance
HRZN
$294M
– –
-1,200
Closed -$17K
HTGC icon
10454
CALL
Hercules Capital
HTGC
$2.94B
– –
-3,200
Closed -$52K
HXL icon
10455
CALL
Hexcel
HXL
$8.32B
– –
-5,000
Closed -$223K
HYD icon
10456
PUT
VanEck High Yield Muni ETF
HYD
$4.44B
– –
-150
Closed -$8K
HYEM icon
10457
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
– –
-1,162
Closed -$29K
HZO icon
10458
CALL
MarineMax
HZO
$800M
– –
-1,700
Closed -$27K
IBCP icon
10459
CALL
Independent Bank Corp
IBCP
$776M
– –
-200
Closed -$2K
IBKR icon
10460
PUT
Interactive Brokers
IBKR
$40.9B
– –
-400
Closed -$2K
ICAD
10461
DELISTED
iCAD Inc
ICAD
– –
-1,151
Closed -$13K
IDT icon
10462
PUT
IDT Corp
IDT
$1.6B
– –
-1,133
Closed -$14K
IEF icon
10463
CALL
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
– –
-5,000
Closed -$496K
IFF icon
10464
CALL
International Flavors & Fragrances
IFF
$19.4B
– –
-600
Closed -$52K
IFN
10465
CALL
Aberdeen India Fund
IFN
$488M
– –
-300
Closed -$6K
IMMR icon
10466
CALL
Immersion
IMMR
$216M
– –
-1,500
Closed -$16K
IMNN icon
10467
PUT
Imunon
IMNN
$6.35M
– –
0
– -$1K
IMO icon
10468
CALL
Imperial Oil
IMO
$62.1B
– –
-300
Closed -$13K
INCO icon
10469
Columbia India Consumer ETF
INCO
$226M
– –
-463
Closed -$10K
INDL icon
10470
CALL
Direxion Daily MSCI India Bull 2X ETF
INDL
$55.2M
– –
-250
Closed -$11K
IPAR icon
10471
CALL
Interparfums
IPAR
$3.92B
– –
-200
Closed -$7K
IPI icon
10472
PUT
Intrepid Potash
IPI
$460M
– –
-410
Closed -$65K
IRS
10473
IRSA Inversiones y Representaciones
IRS
$1.26B
$0 ﹤0.01%
37
-7
-16% -$72
IWO icon
10474
PUT
iShares Russell 2000 Growth ETF
IWO
$14.5B
– –
-100
Closed -$14K
J icon
10475
CALL
Jacobs Solutions
J
$15.9B
– –
-2,539
Closed -$132K
417 418
419
420 421

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.