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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KEX icon
10451
PUT
Kirby Corp
KEX
$7.95B
– –
-100
Closed -$9K
KIM icon
10452
PUT
Kimco Realty
KIM
$17.6B
– –
-2,600
Closed -$52K
TBHC
10453
DELISTED
The Brand House Collective
TBHC
– –
-190
Closed -$4K
KOLD icon
10454
CALL
ProShares UltraShort Bloomberg Natural Gas
KOLD
$110M
– –
-30
Closed -$9K
KORU icon
10455
Direxion Daily MSCI South Korea Bull 3X ETF
KORU
$1.33B
– –
-1,466
Closed -$35K
KOS icon
10456
PUT
Kosmos Energy
KOS
$1.56B
– –
-35,600
Closed -$366K
KTOS icon
10457
PUT
Kratos Defense & Security Solutions
KTOS
$8.88B
– –
-200
Closed -$2K
L icon
10458
PUT
Loews
L
$24.3B
– –
-1,000
Closed -$47K
LAKE icon
10459
Lakeland Industries
LAKE
$106M
– –
-1,553
Closed -$8K
LCUT icon
10460
Lifetime Brands
LCUT
$199M
– –
-446
Closed -$7K
TULP
10461
Bloomia Holdings
TULP
– –
-56
Closed -$1.05K
LEE icon
10462
Lee Enterprises
LEE
$166M
$0 ﹤0.01%
5
– –
LHX icon
10463
PUT
L3Harris
LHX
$55.9B
– –
-11,800
Closed -$700K
LII icon
10464
CALL
Lennox International
LII
$18.8B
– –
-1,200
Closed -$90K
LINC icon
10465
CALL
Lincoln Educational Services
LINC
$1.29B
– –
-500
Closed -$2K
LIVE icon
10466
Live Ventures
LIVE
$29.8M
– –
-37
Closed –
LNW
10467
PUT
DELISTED
Light & Wonder
LNW
– –
-6,400
Closed -$103K
LPLA icon
10468
CALL
LPL Financial
LPLA
$26.3B
– –
-200
Closed -$8K
LPSN icon
10469
CALL
LivePerson
LPSN
$18.9M
– –
-1,253
Closed -$177K
LPTH icon
10470
Lightpath Technologies
LPTH
$680M
$0 ﹤0.01%
572
+345
+152% +$472
LQD icon
10471
CALL
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
– –
-6,200
Closed -$704K
LQDT icon
10472
CALL
Liquidity Services
LQDT
$1.17B
– –
-600
Closed -$20K
LRN icon
10473
PUT
Stride
LRN
$3.69B
– –
-100
Closed -$3K
LSCC icon
10474
CALL
Lattice Semiconductor
LSCC
$17.6B
– –
-200
Closed -$1K
LSTA icon
10475
PUT
Lisata Therapeutics
LSTA
$15.2M
– –
-7
Closed -$9K
417 418
419
420 421

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.