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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTRN icon
10451
CALL
Materion
MTRN
$5.03B
– –
-900
Closed -$24K
MTUM icon
10452
iShares MSCI USA Momentum Factor ETF
MTUM
$25.2B
– –
-428
Closed -$22K
MUB icon
10453
CALL
iShares National Muni Bond ETF
MUB
$45.2B
– –
-800
Closed -$84K
MUR icon
10454
CALL
Murphy Oil
MUR
$5.38B
– –
-41,688
Closed -$2.19M
MX icon
10455
CALL
Magnachip Semiconductor
MX
$126M
– –
-1,600
Closed -$29K
MXL icon
10456
MaxLinear
MXL
$5.88B
– –
-649
Closed -$5K
MYE icon
10457
PUT
Myers Industries
MYE
$1.23B
– –
-300
Closed -$4K
SDEV
10458
Stablecoin Development Corp
SDEV
$30.4M
– –
0
– -$2K
NCLH icon
10459
CALL
Norwegian Cruise Line
NCLH
$9.2B
– –
-100
Closed -$3K
NCLH icon
10460
PUT
Norwegian Cruise Line
NCLH
$9.2B
– –
-100
Closed -$3K
NDSN icon
10461
PUT
Nordson
NDSN
$16.6B
– –
-4,800
Closed -$333K
NEU icon
10462
CALL
NewMarket
NEU
$7.13B
– –
-300
Closed -$79K
NI icon
10463
PUT
NiSource
NI
$22B
– –
-10,180
Closed -$115K
NICE icon
10464
CALL
Nice
NICE
$5.57B
– –
-100
Closed -$4K
NNBR icon
10465
NN Inc
NNBR
$273M
– –
-760
Closed -$9K
NNN icon
10466
CALL
NNN REIT
NNN
$9.36B
– –
-800
Closed -$28K
NTRS icon
10467
PUT
Northern Trust
NTRS
$22.4B
– –
-100
Closed -$6K
NTWK icon
10468
NetSol Technologies
NTWK
$51.1M
– –
-138
Closed -$1.42K
NWPX icon
10469
PUT
NWPX Infrastructure Inc
NWPX
$1.24B
– –
-500
Closed -$14K
ADAM
10470
PUT
Adamas Trust
ADAM
$783M
– –
-50
Closed -$1K
OCFC icon
10471
OceanFirst Financial
OCFC
$1.7B
– –
-2,810
Closed -$44K
OEF icon
10472
PUT
iShares S&P 100 ETF
OEF
$19.8B
– –
-300
Closed -$22K
OGEN icon
10473
Oragenics
OGEN
$2.26M
– –
0
– -$3K
OIS icon
10474
PUT
Oil States International
OIS
$512M
– –
-175
Closed -$9K
ON icon
10475
PUT
ON Semiconductor
ON
$34.7B
– –
-500
Closed -$4K
417 418
419
420 421

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.