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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LTRX icon
10426
Lantronix
LTRX
$244M
– –
-1,341
Closed -$2K
LXP icon
10427
CALL
LXP Industrial Trust
LXP
$3.52B
– –
-20
Closed -$1K
LXP.PRC icon
10428
LXP Industrial Trust 6.5% Series C Preferred Stock
LXP.PRC
$95.6M
– –
-833
Closed -$40K
MAC icon
10429
CALL
Macerich
MAC
$7.41B
– –
-200
Closed -$12K
MD icon
10430
CALL
Pediatrix Medical
MD
$2.15B
– –
-400
Closed -$18K
MERC icon
10431
Mercer International
MERC
$44.7M
– –
-5,012
Closed -$33K
MFC icon
10432
PUT
Manulife Financial
MFC
$73.2B
– –
-4,900
Closed -$78K
MG icon
10433
Mistras Group
MG
$495M
– –
-196
Closed -$3.43K
MG icon
10434
PUT
Mistras Group
MG
$495M
– –
-1,600
Closed -$28K
MGIC
10435
CALL
DELISTED
Magic Software Enterprises
MGIC
– –
-1,000
Closed -$5K
MGPI icon
10436
MGP Ingredients
MGPI
$384M
– –
-2,038
Closed -$12K
MHH icon
10437
Mastech Digital
MHH
$93.1M
– –
-728
Closed -$2K
MKSI icon
10438
PUT
MKS Inc
MKSI
$21.3B
– –
-2,000
Closed -$53K
MLI icon
10439
CALL
Mueller Industries
MLI
$14.2B
– –
-4,000
Closed -$25K
MLM icon
10440
PUT
Martin Marietta Materials
MLM
$34.3B
– –
-2,000
Closed -$197K
MLR icon
10441
Miller Industries
MLR
$584M
– –
-789
Closed -$12K
MOD icon
10442
Modine Manufacturing
MOD
$12.2B
– –
-2,103
Closed -$23K
CALY
10443
CALL
Callaway Golf Company
CALY
$3.28B
– –
-6,800
Closed -$45K
CALY
10444
PUT
Callaway Golf Company
CALY
$3.28B
– –
-2,000
Closed -$13K
MOFG
10445
DELISTED
MidWestOne Financial Group
MOFG
– –
-912
Closed -$22K
MPLX icon
10446
PUT
MPLX
MPLX
$59.2B
– –
-500
Closed -$18K
MRC
10447
CALL
DELISTED
MRC Global
MRC
– –
-100
Closed -$3K
MRTN icon
10448
Marten Transport
MRTN
$1.26B
$0 ﹤0.01%
+30
New +$208
MSA icon
10449
PUT
Mine Safety
MSA
$6.78B
– –
-100
Closed -$5K
MSTR icon
10450
CALL
Strategy Inc
MSTR
$36B
– –
-188,000
Closed -$1.64M
416 417
418
419 420

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.