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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESNT icon
10401
Essent Group
ESNT
$6.06B
– –
-889
Closed -$21K
ESS icon
10402
CALL
Essex Property Trust
ESS
$18.9B
– –
-100
Closed -$14K
ETD icon
10403
CALL
Ethan Allen Interiors
ETD
$581M
– –
-300
Closed -$9K
EVC icon
10404
CALL
Entravision Communication
EVC
$983M
– –
-200
Closed -$1K
EVI icon
10405
EVI Industries
EVI
$180M
$0 ﹤0.01%
58
-3,224
-98% -$10.3K
EWU icon
10406
PUT
iShares MSCI United Kingdom ETF
EWU
$4.04B
– –
-100
Closed -$4K
EXK
10407
PUT
Endeavour Silver
EXK
$2.32B
– –
-24,300
Closed -$88K
EXP icon
10408
PUT
Eagle Materials
EXP
$6.6B
– –
-15,000
Closed -$1.16M
FARO
10409
PUT
DELISTED
Faro Technologies
FARO
– –
-1,600
Closed -$93K
FCN icon
10410
CALL
FTI Consulting
FCN
$4.82B
– –
-800
Closed -$33K
FDS icon
10411
PUT
Factset
FDS
$9.05B
– –
-100
Closed -$11K
FFIC
10412
DELISTED
Flushing Financial
FFIC
– –
-2,181
Closed -$45K
FICO icon
10413
PUT
Fair Isaac
FICO
$28.7B
– –
-500
Closed -$31K
FIS icon
10414
CALL
Fidelity National Information Services
FIS
$21.5B
– –
-500
Closed -$27K
FN icon
10415
CALL
Fabrinet
FN
$17.1B
– –
-2,900
Closed -$60K
FMS icon
10416
CALL
Fresenius Medical Care
FMS
$13.2B
– –
-3,800
Closed -$135K
FOR icon
10417
PUT
Forestar Group
FOR
$1.44B
– –
-2,000
Closed -$43K
FWDI
10418
Forward Industries Inc
FWDI
$287M
– –
-103
Closed -$2K
FSI icon
10419
Flexible Solutions
FSI
$63.9M
– –
-1,815
Closed -$2K
FTI icon
10420
CALL
TechnipFMC
FTI
$30.6B
– –
-134
Closed -$5K
FXB icon
10421
PUT
Invesco CurrencyShares British Pound Sterling Trust
FXB
$76.9M
– –
-1,300
Closed -$212K
FXF icon
10422
PUT
Invesco CurrencyShares Swiss Franc Trust
FXF
$409M
– –
-1,700
Closed -$187K
GCC icon
10423
CALL
WisdomTree Enhanced Commodity Strategy Fund
GCC
$272M
– –
-200
Closed -$5K
GCBC icon
10424
Greene County Bancorp
GCBC
$562M
– –
-688
Closed -$4K
GDEN
10425
DELISTED
Golden Entertainment
GDEN
– –
-1,108
Closed -$9K
415 416
417
418 419

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.